Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2A
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Form ADV Part 2A for Forrestal Capital LLC and iCapital Advisors, LLC, outlining potential conflicts of interest related to management persons, brokerage limited partners, underlying fund manager valuations, and educational programs. It also details iCapital's privacy policy regarding investor information.
Metadata
- Subject
- Forrestal Capital LLC iCapital Advisors, LLC
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0099575 SDNY_GM_00245759
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | business | investors | iCapital has a duty to act in the best interests of each investor. |
| iCapital Securities | employment | management persons | Compensation for management persons is not based on any transaction-based compensation received by iCapital Securities. |
| Fund | financial | Underlying Fund Manager or Sub-Adviser | Values of the Fund's assets shall generally be calculated by the Fund's administrator based on estimates provided by the applicable Underlying Fund Manager or Sub-Adviser. |
| iCapital | business | financial advisers | iCapital may offer educational and professional certification programs for financial advisers that recommend products included on the Institutional Capital Network platform. |
Notable Quotes 2
all supervised persons have a duty to act in the best interests of each investor
iCapital is committed to maintaining the confidentiality, integrity and security of our Investors' personal information.
Red Flags 2
- The existence of a fee may incentivize an investor's registered investment adviser or adviser representative to recommend a Fund over other investments from which such registered investment adviser or adviser representative would not receive such fee.
- The Underlying Fund Manager or Sub-Adviser will have a conflict of interest in determining such valuations if the applicable Fund charges its fees based on the value of the Fund's investments, including any performance-based compensation charged by such Fund.
Legal Compliance
- Potential conflicts of interest related to management persons, brokerage limited partners, underlying fund manager valuations, and educational programs.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
Organizations 4
Forrestal Capital LLCiCapital Advisors, LLCiCapital SecuritiesInstitutional Capital Network
Text Analysis
- Tone
- Professional
- Purpose
- To disclose potential conflicts of interest and privacy policies related to iCapital Advisors, LLC and Forrestal Capital LLC.
- Significance
- This document is important because it outlines potential conflicts of interest and privacy policies that investors should be aware of before investing.
File Info
- File Name
- EFTA01393789.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:23.469962
- DOJ Source
- View on DOJ