EFTA01393844.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
January 1, April 1, July I, October 1
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document describes the fees associated with the Access Fund, including placement fees paid by limited partners, marketing and fund servicing fees, and the underlying fund management fee payable to Glendower. It also mentions that Raymond James acts as a placement agent and that investors making a subscription equal to or greater than $5 million should consider investing directly in the Underlying Fund.
Metadata
Subject
Forrestal Capital LLC - Placement Agent; Placement Fee, Marketing and Fund Servicing Fees, Underlying Fund Management Fee
Sender
Recipients
Document ID
DB-SDNY-0099672, SDNY_GM_00245856
Date
January 1, April 1, July I, October 1
Relationships 4
Entity 1RelationshipEntity 2Description
Access Fund limited partner Underlying Fund Access Fund being a limited partner of the Underlying Fund.
Access Fund placement agent Raymond James & Associates, Inc. The Access Fund will utilize Raymond James & Associates, Inc. or Raymond James Financial Services, Inc. to serve as a placement agent
Limited Partner payment Placement Agent Each Limited Partner shall be required to directly pay their applicable Placement Agent or its affiliate a one-time upfront sales charge or placement fee
Raymond James placement agent Glendower GP Raymond James will, and other Placement Agents may, also act as placement agent or in a similar capacity for the Underlying Fund, and receive a placement fee from the Glendower GP or an affiliate based on the Access Fund's aggregate capital commitment to the Underlying Fund.
Financial Information
Amounts:2.0%$5 million1.10%
Assets:
  • Access Funds' capital commitment to the Underlying Fund
Transactions:
  • Placement Fee payment from Limited Partner to Placement Agent
  • Underlying Fund Management Fee payable to Glendower
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 6
Forrestal Capital LLCRaymond James & Associates, Inc.Raymond James Financial Services, Inc.Raymond JamesGlendower GPAccess Fund
Text Analysis
Tone
Professional
Purpose
To describe the placement agent fees, marketing and fund servicing fees, and underlying fund management fees associated with the Access Fund and the Underlying Fund.
Significance
This document outlines the financial arrangements between the Access Fund, the Underlying Fund, placement agents, and investors.
File Info
File Name
EFTA01393844.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:20.659652
DOJ Source
View on DOJ