EFTA01393882.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
MARCH 2018
Document Type
Private Placement Memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a private placement memorandum for Glendower Capital Secondary Opportunities Fund IV. LP, outlining potential conflicts of interest related to Credit Suisse's role as a placement agent and providing disclaimers regarding tax advice and state regulations. It informs potential investors about the fund and associated risks.
Metadata
Subject
Glendower Capital Secondary Opportunities Fund IV. LP
Sender
Recipients
Document ID
DB-SDNY-0099724, SDNY_GM_00245908
Date
MARCH 2018
Relationships 2
Entity 1RelationshipEntity 2Description
GLDUS137 Forrestal Capital LLC Placement Agent Glendower Capital Secondary Opportunities Fund IV. LP Forrestal Capital LLC acts as placement agent for Glendower Capital Secondary Opportunities Fund IV. LP
Credit Suisse Placement Agent Glendower Capital Secondary Opportunities Fund IV. LP Credit Suisse acts as placement agent for Glendower Capital Secondary Opportunities Fund IV. LP
Notable Quotes 2
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES.
Red Flags 1
  • Potential conflicts of interest related to Credit Suisse's role as a placement agent.
Legal Compliance
  • Potential conflicts of interest related to Credit Suisse acting as placement agent for multiple funds.
  • Disclosure requirements for New Hampshire and Florida residents.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
GLDUS137 Forrestal Capital LLCGlendower Capital Secondary Opportunities Fund IV. LPCredit SuisseFlorida Securities and Investor Protection ActNew Hampshire Revised Statutes Annotated
Locations 3
New HampshireFloridaUnited States
Financial Entities 1
Credit Suisse
Text Analysis
Tone
Informative
Purpose
To provide information to potential investors regarding Glendower Capital Secondary Opportunities Fund IV. LP and disclose potential conflicts of interest.
Significance
This document is a private placement memorandum, which is a legal document used to solicit investments in a private fund. It highlights potential conflicts of interest and provides disclaimers regarding tax advice and state regulations.
File Info
File Name
EFTA01393882.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:25.358262
DOJ Source
View on DOJ