Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This legal document outlines the conditions and agreements for an investor's purchase of an interest in a partnership, focusing on compliance with ERISA and the Code. It emphasizes the role and independence of the Investor Fiduciary, particularly when dealing with ERISA-governed plans or individual retirement accounts.
Metadata
- Subject
- —
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0099862, SDNY_GM_00246046
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investor | fiduciary | Investor Fiduciary | The Investor Fiduciary is a fiduciary of the Investor within the meaning of ERISA and/or the Code with respect to the Investor's proposed purchase of an Interest. |
| Investor Fiduciary | independent | iCapital | The Investor Fiduciary is independent of iCapital and its Affiliates, in that it has no relationship to, or interest in, any of the foregoing persons that might affect the exercise of its best judgment as a fiduciary. |
| Partnership | business | General Partner | Funds constituting plan assets have been identified in writing to the General Partner. |
Financial Information
Amounts:$50 million$50 million
Assets:
- total assets
- plan assets
Transactions:
- proposed purchase of an Interest
- acquisition and redemption of the Interest
Legal Compliance
- Compliance with ERISA Section 404(a)(1) regarding diversification requirements.
- Adherence to prohibited transaction rules under ERISA Section 406(a) and Code Section 4975(c)(1)(A)-(D).
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Forrestal Capital LLCiCapitalDepartment of LaborPartnershipGeneral Partner
Text Analysis
- Tone
- Formal
- Purpose
- To outline the conditions and agreements related to an investor's purchase of an interest in a partnership, particularly concerning ERISA and Code compliance.
- Significance
- This document outlines the conditions under which an investor, particularly those involving ERISA-governed plans or individual retirement accounts, can purchase an interest in a partnership. It emphasizes the role and independence of the Investor Fiduciary and compliance with relevant regulations.
File Info
- File Name
- EFTA01393966.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:16.259600
- DOJ Source
- View on DOJ