Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2B, providing background information on Phil Pool's educational background and business experience. It details his roles at various financial institutions and his current positions at iCapital Network and First Avenue Partners, as well as his supervision for compliance purposes.
Metadata
- Subject
- Phil Pool - Educational Background and Business Experience
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0 100027
- Date
- —
Relationships 10
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Phil Pool | member of investment committee | iCapital Advisors. LLC | Mr. Pool is a member of iCapital Advisor's investment committee. |
| Phil Pool | Co-Founder and Chairman of the Board | iCapital Network | Mr. Pool is Co-Founder and Chairman of the Board of iCapital Network. |
| Phil Pool | Co-Chairman | First Avenue Partners | He also serves as Co-Chairman of First Avenue Partners. |
| Phil Pool | partner | Willis Stein & Partners | Mr. Pool was a partner of Willis Stein & Partners. |
| Phil Pool | Managing Director | Credit Suisse | He worked as a Managing Director of Credit Suisse. |
| Phil Pool | investment banker | Merrill Lynch | He was an investment banker with Merrill Lynch. |
| Phil Pool | investment banker | Kidder, Peabody & Co. | He was an investment banker with Kidder, Peabody & Co. |
| Phil Pool | Board of Directors | The Teagle Foundation | He serves on the Board of Directors of The Teagle Foundation. |
| Phil Pool | Principal | iCapital Securities, LLC | Mr. Pool is a Board Member at Capital Network and Principal of iCapital Securities, LLC. |
| Michael Stanton | supervisor | Phil Pool | Mr. Michael Stanton. iCapital's CCO. supervises Mr. Pool for compliance purposes. |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON
click to expand
Themes
Business dealingsEmployment/staffingFinancial transactions/money flow
People 2
Organizations 14
DF EnterprisesiCapital Advisors. LLCiCapital NetworkFirst Avenue PartnersWillis Stein & PartnersCredit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.Columbia UniversityMcIntire School of Commerce of the University of VirginiaThe Teagle FoundationiCapital Securities, LLC
Locations 4
LondonNew YorkChicagoVirginia
Financial Entities 5
Credit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.
Text Analysis
- Tone
- Professional
- Purpose
- To provide background information on Phil Pool's educational background and business experience as part of Form ADV Part 2B.
- Significance
- This document provides information about Phil Pool's professional history and affiliations, which is relevant for assessing his qualifications and potential conflicts of interest.
File Info
- File Name
- EFTA01394062.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:56.643030
- DOJ Source
- View on DOJ