Illegal Activity
none
Blackmail
none
Date
1986
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an investor questionnaire designed to determine if the investor is using assets from a retirement or employee benefit plan subject to Section 4975 of the US Internal Revenue Code. It also seeks to determine if the investor is subject to any other laws or regulations that could cause the underlying assets of the Partnership to be treated as assets of the Plan Investor.
Metadata
- Subject
- Investor Questionnaire - Retirement Plan, Employee Benefit Plan, or Similar Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0100324, SDNY GM_00246508
- Date
- 1986
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investor | investment | Partnership | Investor investing assets in the Partnership |
| General Partner | management | Partnership | General Partner responsible for investment and operation of Partnership's assets |
Financial Information
Assets:
- Assets of retirement plan
- Assets of employee benefit plan
- Assets of IRA
- Assets of Keogh plan
- General account assets
Transactions:
- Investment of assets of retirement plan, employee benefit plan, or other similar agreement
Legal Compliance
- Compliance with Section 4975 of the United States Internal Revenue Code of 1986
- Compliance with Employee Retirement Income Security Act of 1974 (ERISA)
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationCompliance issues
Organizations 4
EnterpnsesPartnershipGeneral Partnerinsurance company
Locations 1
United States
Text Analysis
- Tone
- Formal
- Purpose
- To determine if the Investor is investing assets of any retirement plan, employee benefit plan or other similar agreement that is subject to Section 4975 of the United States Internal Revenue Code of 1986.
- Significance
- This document is important for determining compliance with ERISA and the Internal Revenue Code.
File Info
- File Name
- EFTA01394324.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:45.064303
- DOJ Source
- View on DOJ