EFTA01394427.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining the various fees and expenses associated with their funds, including management fees, investor servicing fees, and payments to underlying managers. It also discloses the relationship with service providers like Dynasty Securities, LLC.
Metadata
Subject
Form ADV Part 2A
Sender
—
Recipients
—
Document ID
DB-SDNY-0 100434
Date
—
Relationships 2
Entity 1RelationshipEntity 2Description
iCapital Advisors, LLC service provider Dynasty Securities, LLC Dynasty provides administrative, marketing, and technical support services to iCapital.
Private Access Funds investment Underlying Funds Private Access Funds invest in Underlying Funds.
Financial Information
Amounts:I% - 2%10% - 20%.075% - .25%
Transactions:
  • Management fee
  • Investor servicing fee
  • Payments to Underlying Managers
  • Transaction fees
  • Break-up fees
  • Commitment fees
  • Underwriting fees
  • Amendment fees
  • Waiver fees
  • Modification fees
  • Monitoring fees
  • Consulting fees
  • Directors' fees
  • Advisory fees
  • Closing fees
Public Knowledge
Context
Form ADV Part 2A is a disclosure document required by the SEC.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Lawrence Hirsch
Organizations 6
iCapital Advisors, LLCDynasty Securities, LLCDynastyUnderlying FundPrivate Access FundsUnderlying Funds
Text Analysis
Tone
Professional
Purpose
To disclose fees and expenses associated with iCapital Advisors, LLC and its funds.
Significance
This document outlines the fee structure and service providers involved with iCapital's funds, providing transparency to investors.
File Info
File Name
EFTA01394427.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:20.467836
DOJ Source
View on DOJ