Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2A
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, discussing risks associated with investments, disciplinary information, and other financial industry activities and affiliations. It highlights potential conflicts of interest with affiliated entities like iCapital Securities and Gen II Fund Services.
Metadata
- Subject
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- Sender
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- Recipients
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Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Affiliated Broker-Dealer | iCapital Securities, LLC | Institutional Capital Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. |
| Institutional Capital Network, Inc. | Fund Administrator | Gen II Fund Services, LLC | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc. |
Red Flags 2
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
- Cybersecurity risks associated with private equity funds.
Financial Information
Assets:
- Real Estate Investment Trusts (REITs)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 8
iCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund Services
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about iCapital Advisors, LLC, its affiliated broker-dealer iCapital Securities, LLC, and Gen II Fund Services, LLC.
- Significance
- This document outlines potential conflicts of interest and risks associated with investing in funds managed by iCapital Advisors, LLC.
File Info
- File Name
- EFTA01394441.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:51.746922
- DOJ Source
- View on DOJ