Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2A
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, disclosing potential conflicts of interest arising from relationships with investors like BlackRock, Credit Suisse, Morgan Stanley, and UBS, as well as service providers like BNY. It outlines the firm's code of ethics and procedures to manage these conflicts.
Metadata
- Subject
- iCapital Advisors, LLC
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | Investor | BlackRock, Inc. | BlackRock is an investor in Institutional Capital Network, Inc., the parent company of iCapital. |
| Institutional Capital Network, Inc. | Investor | Credit Suisse Group AG | Credit Suisse is an investor in Institutional Capital Network, Inc., the parent company of iCapital. |
| Institutional Capital Network, Inc. | Investor | Morgan Stanley Smith Barney | Morgan Stanley is an investor in Institutional Capital Network, Inc., the parent company of iCapital. |
| Institutional Capital Network, Inc. | Investor | UBS Financial Services | UBS is an investor in Institutional Capital Network, Inc., the parent company of iCapital. |
| BNY | Minority Ownership | Institutional Capital Network, Inc. | BNY holds a minority ownership interest in Institutional Capital Network, Inc. |
Notable Quotes 1
Employees must at all times place the interests of the client first:
Red Flags 1
- Potential conflicts of interest due to relationships with investors and service providers.
Public Knowledge
- Context
- Form ADV Part 2A is a disclosure document required by the SEC.
Legal Compliance
- Potential conflicts of interest due to relationships with investors and service providers.
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 9
iCapital Advisors, LLCGen IIBNY Capital CorporationInstitutional Capital Network, Inc.BlackRock, Inc.Credit Suisse Group AGMorgan Stanley Smith BarneyUBS Financial ServicesUBS
Financial Entities 5
BNYBlackRockCredit SuisseMorgan StanleyUBS
Text Analysis
- Tone
- Informative
- Purpose
- To disclose potential conflicts of interest related to iCapital's relationships with various financial institutions.
- Significance
- This document outlines potential conflicts of interest that iCapital Advisors, LLC may face due to its relationships with investors and service providers.
File Info
- File Name
- EFTA01394442.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:01.291806
- DOJ Source
- View on DOJ