Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document outlines the General Partner's exemption from registration with the CFTC as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) for the Access Fund. It details the conditions under which the exemption is maintained, including limitations on commodity interest positions and investor qualifications.
Metadata
- Subject
- EXEMPTION FROM REGISTRATION UNDER COMMODITY EXCHANGE ACT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0100536
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| ACCESS FUND | Business | GENERAL PARTNER | The General Partner manages the Access Fund and is exempt from registration with the CFTC as a CPO. |
| GENERAL PARTNER | Regulatory | CFTC | The General Partner is exempt from registration with the CFTC as a CPO and CTA under certain rules. |
Financial Information
Amounts:5% of the liquidation value of the ACCESS FUND100% of the liquidation value of the ACCESS FUND'S PORTFOLIO25% or greater interest in the ACCESS FUND
Assets:
- Commodity interest positions
- Commodity futures or futures option contracts
Transactions:
- Trading commodity futures, swaps, and/or other commodity interests
Public Knowledge
- Context
- This document pertains to specific regulatory exemptions within the commodities trading industry.
Legal Compliance
- Compliance with CFTC rules and regulations
- Exemption from registration as a CPO and CTA
- Requirements for investors with 25% or greater interest in the Access Fund
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 3
ACCESS FUNDU.S. COMMODITY FUTURES TRADING COMMISSION (CFTC)NATIONAL FUTURES ASSOCIATION (NFA)
Locations 1
UNITED STATES
Text Analysis
- Tone
- Informative, legal
- Purpose
- To explain the General Partner's exemption from registration with the CFTC as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) and the conditions for maintaining that exemption.
- Significance
- This document outlines the regulatory framework under which the Access Fund operates and the exemptions it relies upon to avoid certain registration requirements with the CFTC.
File Info
- File Name
- EFTA01394516.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.274110
- DOJ Source
- View on DOJ