EFTA01394576.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
MARCH 2018
Document Type
Private Placement Memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a private placement memorandum for Glendower Capital Secondary Opportunities Fund IV. LP, outlining potential conflicts of interest for Credit Suisse as a placement agent and providing legal notices to residents of New Hampshire and purchasers in Florida. It also states that Credit Suisse does not provide tax advice.
Metadata
Subject
Glendower Capital Secondary Opportunities Fund IV. LP
Sender
Recipients
Document ID
SDNY_GM_00246787
Date
MARCH 2018
Relationships 1
Entity 1RelationshipEntity 2Description
Glendower Capital Secondary Opportunities Fund IV. LP Business Credit Suisse Credit Suisse acts as placement agent for the fund.
Notable Quotes 2
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES.
Red Flags 1
  • Potential conflicts of interest for Credit Suisse.
Legal Compliance
  • Potential conflicts of interest for Credit Suisse as a placement agent.
  • Legal notices to residents of New Hampshire and purchasers in Florida regarding securities regulations.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 4
Glendower Capital Secondary Opportunities Fund IV. LPCredit SuisseState of New HampshireFlorida Securities and Investor Protection Act
Locations 3
New HampshireFloridaUnited States
Financial Entities 1
Credit Suisse
Text Analysis
Tone
Informative, Legal
Purpose
To inform potential investors about the Glendower Capital Secondary Opportunities Fund IV. LP and potential conflicts of interest.
Significance
This document outlines potential conflicts of interest for Credit Suisse as a placement agent and provides legal notices to residents of New Hampshire and purchasers in Florida.
File Info
File Name
EFTA01394576.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:33.971645
DOJ Source
View on DOJ