Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Disclosure Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This disclosure statement outlines the compensation structure for Deutsche Bank Securities Inc. for soliciting investments in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. The compensation includes a Placement Fee paid by clients and a Servicing Fee paid by iCapital.
Metadata
- Subject
- Disclosure Statement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0100721
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | Agreement | Glendower Access Secondary Opportunities IV GP LLC | Deutsche Bank Securities Inc. has agreed to consider its clients and prospective clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Agreement | iCapital Advisors, LLC | Deutsche Bank Securities Inc. has agreed to consider its clients and prospective clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Solicitation Agent | clients | Deutsche Bank Securities Inc. acts as a solicitation agent for clients investing in the Access Funds. |
| iCapital | Servicing Fee Payer | Deutsche Bank Securities Inc. | iCapital pays a Servicing Fee to Deutsche Bank Securities Inc. |
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999
Assets:
- Interests in the Access Funds
Transactions:
- Placement Fee
- Servicing Fee
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 6
Deutsche Bank Securities Inc.Glendower Access Secondary Opportunities IV GP LLCiCapital Advisors, LLCGlendower Access Secondary Opportunities IV (U.S.), L.P.Glendower Access Secondary Opportunities IV (International), L.P.Glendower Capital Secondary Opportunities Fund IV, LP
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To disclose the compensation structure between Deutsche Bank Securities Inc., Glendower, and iCapital Advisors, LLC regarding the solicitation of clients for investment in the Access Funds.
- Significance
- This document outlines the financial incentives for Deutsche Bank Securities Inc. to solicit investments in the Access Funds.
File Info
- File Name
- EFTA01394684.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:19.385574
- DOJ Source
- View on DOJ