Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the acknowledgements, representations, and agreements of an investor acquiring an interest in a partnership, focusing on compliance with regulations like ERISA and the Code. It covers scenarios involving individual retirement accounts, insurance company general accounts, and employee benefit plans, ensuring the investor understands their legal and financial obligations.
Metadata
- Subject
- —
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0100742, SDNY GM_00246926
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Lawrence Hirsch | owner | IRA | Lawrence Hirsch is the IRA owner. |
| Investor | business | General Partner | Investor's Interest held by a custodian, General Partner may re-register the Investor's Interests. |
| Investor | legal | ERISA | Investor represents, warrants and covenants that on each day the Investor owns an Interest either (a) the assets of such general account arc not considered to be plan assets within the meaning of Department of Labor Regulations Section 2510.3-101 or Department of Labor regulations issued pursuant to Section 401(c)( I )(A) of ERISA, or (b) the execution and delivery of this Agreement, and the acquisition and redemption of the Interest, is exempt from the prohibited transaction rules of Section 406(a) of ERISA and Section 4975(e)( 1 )(A)—(D) of the Code by virtue of Department of Labor Prohibited Transaction Class Exemption 95-60 or some other exemption of such rules; |
Notable Quotes 1
The Investor agrees that the foregoing acknowledgements and representations shall be deemed continuing acknowledgements and representations, and the Investor shall immediately notify the Partnership in writing if any of such acknowledgements or representations becomes untrue or materially misleading.
Legal Compliance
- Compliance with ERISA regulations
- Compliance with Department of Labor regulations
- Compliance with Section 406(a) of ERISA and Section 4975(e)( 1 )(A)—(D) of the Code
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 4
IRADepartment of LaborERISAPartnership
Locations 1
United States
Text Analysis
- Tone
- Professional
- Purpose
- To outline the acknowledgements, representations, and agreements of an investor acquiring an interest in a partnership, particularly concerning individual retirement accounts, insurance company general accounts, and employee benefit plans.
- Significance
- This document is significant as it details the legal and financial obligations and representations of an investor, ensuring compliance with regulations such as ERISA and the Code.
File Info
- File Name
- EFTA01394705.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:23.829352
- DOJ Source
- View on DOJ