EFTA01394727.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, outlining their policies regarding the collection, maintenance, and disclosure of nonpublic personal information about investors, in compliance with Regulation P. It details the types of information collected, the parties to whom it may be disclosed, and the safeguards in place to protect investor privacy.
Metadata
Subject
NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
Sender
—
Recipients
—
Document ID
DB-SDNY-0100765, SDNY GM_00246949
Date
—
Relationships 2
Entity 1RelationshipEntity 2Description
Institutional Capital Network, Inc. affiliate iCapital Advisors, LLC iCapital Advisors, LLC is an affiliate of Institutional Capital Network, Inc.
Institutional Capital Network, Inc. affiliate iCapital Securities, LLC iCapital Securities, LLC is an affiliate of Institutional Capital Network, Inc.
Legal Compliance
  • Compliance with Regulation P, 12 C.F.R. 1016, adopted by the Consumer Financial Protection Bureau.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
People 1
Lawrence Hirsch
Organizations 4
Institutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Text Analysis
Tone
Professional
Purpose
To provide notice to customers regarding the privacy of their financial information, as required by Regulation P.
Significance
This document outlines the privacy policy of Institutional Capital Network, Inc. and its affiliates, detailing how they collect, maintain, and disclose nonpublic personal information about their investors.
File Info
File Name
EFTA01394727.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:54.069519
DOJ Source
View on DOJ