EFTA01398390.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-01-17
Document Type
email_chain
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email chain discusses the process of setting up a new derivatives account for Southern Financial LLC at Deutsche Bank. The emails involve various individuals and departments coordinating to gather KYC documentation, set up the account in the LS2 system, and link the collateral to the DDR.
Metadata
Subject
RE: New Derivatives account. [I]
Sender
Paolo De-Leon
Recipients
Sachiva Gupta, Abhijit Mukherjee
Document ID
—
Date
2018-01-17
Relationships 10
Entity 1RelationshipEntity 2Description
Paolo De-Leon email correspondence Sachiva Gupta Paolo De-Leon is following up with Sachiva Gupta regarding a new derivatives account.
Paolo De-Leon email correspondence Abhijit Mukherjee Paolo De-Leon is following up with Abhijit Mukherjee regarding a new derivatives account.
Paolo De-Leon email correspondence Diana Canter Paolo De-Leon and Diana Canter are exchanging emails regarding account numbers for Southern Financial LLC.
Paolo De-Leon email correspondence Teresa Metallo Paolo De-Leon and Teresa Metallo are exchanging emails regarding client account numbers and documents.
Keith Buckholz email correspondence Diana Canter Keith Buckholz and Diana Canter are discussing KYC information and who can provide it.
Keith Buckholz email correspondence Funda Bozkurt Keith Buckholz is asking Funda Bozkurt who owns or maintains KYC documentation.
Keith Buckholz email correspondence Srikanta Gouda Keith Buckholz is inquiring about an escalation point for providing KYC documentation.
Keith Buckholz email correspondence Surendra Singh Keith Buckholz and Surendra Singh are discussing the setup of a dummy account in LS2 and the required documents.
Abhijit Mukherjee email correspondence Sachiva Gupta Abhijit Mukherjee is requesting Sachiva Gupta to provide information to Customerbuild team to set up a customer in LS2.
Sachiva Gupta email correspondence Collateral Admin-NY Sachiva Gupta is requesting Collateral Admin-NY to add a client to the DDR.
Notable Quotes 3
Please see attached and please proceed with setting up the dummy facility in LS2 so that the collateral can be linked to the DDR.
We are looking for some KYC information on a client. Do you know who can provide us with this information?
Going forward BRM will not be providing KYC documentation to have collateral accounts set up.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 20
Paolo De-LeonSachiva GuptaAbhijit MukherjeeKeith BuckholzDiana CanterTeresa MetalloGideon PinedoFunda BozkurtZia MemonSrikanta GoudaNitin-X SinghSendhil-kumar KEnid EllisDebra JasperHalina LacznyRoxanne ScottHiren MathurSurendra SinghMohammed-B HussainMelvin V
Organizations 6
Deutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementSouthern Financial LLCDBOI Global Services Private LimitedPershing
Locations 9
New York, NY, USA345 Park Avenue, New York, NYBaltimore, MD, USA1 South Street, Baltimore, MD60 Wall Street, New York, NYBangalore, IndiaVelankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, IndiaJaipur, IndiaA-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India
Text Analysis
Tone
Professional
Purpose
The purpose of the email chain is to facilitate the setup of a new derivatives account for Southern Financial LLC, including gathering necessary KYC documentation and setting up the account in the LS2 system.
Significance
The document highlights the process of setting up a new derivatives account, the required documentation, and the communication between various departments and individuals involved in the process.
File Info
File Name
EFTA01398390.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:26.881216
DOJ Source
View on DOJ