EFTA01398415.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-01-10
Document Type
email_chain
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email chain discusses the process of obtaining KYC documentation for setting up a new derivatives account for a client at Deutsche Bank. The employees are trying to determine who can provide the necessary documents to onboard the client to LS2 and create a collateral account.
Metadata
Subject
RE: New Derivatives account. [I]
Sender
Paolo De-Leon
Recipients
Keith Buckholz
Document ID
—
Date
2018-01-10
Relationships 6
Entity 1RelationshipEntity 2Description
Keith Buckholz Business Paolo De-Leon Keith asks Paolo to run with the derivatives account issue.
Keith Buckholz Business Diana Canter Keith asks Diana for KYC information on a client.
Diana Canter Previous Employment Teresa Metallo Gideon used to work for Teresa.
Funda Bozkurt Business Zia Memon Zia Memon's team can provide KYC information.
Surendra Singh Business Srikanta Gouda Surendra asks Srikanta to advise Keith on the email.
Abhijit Mukherjee Business Sachiva Gupta Abhijit asks Sachiva to provide information to Customerbuild team.
Notable Quotes 2
We are looking for some KYC information on a client. Do you know who can provide us with this information?
Generally we do not required the below information in order to setting up a New DDR account.( If the Client is already On boarded to LS2 ).
Financial Information
Transactions:
  • Setting up a new derivatives account
  • Setting up an OTC collateral account
  • Linking the collateral account to DDR
Legal Compliance
  • KYC documentation is required to set up an LS2 facility and OTC collateral account, indicating compliance requirements.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 20
Paolo De-LeonKeith BuckholzDiana CanterTeresa MetalloGideon PinedoFunda BozkurtZia MemonSrikanta GoudaNitin-X SinSendhil-kumar KSurendra SinghDebra JasperRoxanne ScottHalina LacznyHiren MathurEnid EllisAbhijit MukherjeeSachiva GuptaMohammed-B HussainMelvin V
Organizations 11
Deutsche BankDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementDeutsche Bank Trust Company AmericasDBOI Global Services Private LimitedCRM-PWM DerivativesCUSTOMERBUILD BLOCollateral Admin-NYCollateral-Assets NewyorkFX Middle OfficeSOUTHERN FINANCIAL LLC
Locations 6
Baltimore, MD, USA1 South Street, 21202-3298 Baltimore, MD, USA345 Park Avenue, 10154-0004 New York, NY, USANew York, NY 10154Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, IndiaA-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India
Financial Entities 1
Pershing
Text Analysis
Tone
Professional
Purpose
The purpose of the email chain is to track down the necessary KYC documentation to set up a new derivatives account for a client.
Significance
The document highlights the internal processes and communication within Deutsche Bank regarding client onboarding and KYC compliance.
File Info
File Name
EFTA01398415.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:10.102355
DOJ Source
View on DOJ