EFTA01398437.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-01-09
Document Type
email_chain
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email chain discusses the process of obtaining KYC documentation and setting up collateral accounts for a new derivatives account at Deutsche Bank. The emails highlight the internal communication and responsibilities of various teams involved in the account setup process.
Metadata
Subject
RE: New Derivatives account. [I]
Sender
Diana Canter
Recipients
Keith Buckholz
Document ID
EFTA01398437.txt
Date
2018-01-09
Relationships 8
Entity 1RelationshipEntity 2Description
Diana Canter email correspondence Keith Buckholz Diana is responding to Keith's request for KYC information.
Keith Buckholz email correspondence Funda Bozkurt Keith is asking Funda who owns or maintains KYC documentation.
Funda Bozkurt work relationship Zia Memon/Diana Canter Funda suggests Keith contact Zia or Diana for KYC information.
Keith Buckholz email correspondence Srikanta Gouda Keith is asking Srikanta about KYC documentation for setting up collateral accounts.
Srikanta Gouda email correspondence Surendra Singh Srikanta is forwarding Keith's request to Surendra.
Surendra Singh email correspondence Keith Buckholz Surendra is asking Keith to confirm if the request is still needed.
Abhijit Mukherjee email correspondence Sachiva Gupta Abhijit is requesting Sachiva to provide information to Customerbuild team.
Sachiva Gupta email correspondence Collateral Admin-NY Sachiva is asking Collateral Admin-NY to add a client to the DDR.
Notable Quotes 2
We are looking for some KYC information on a client. Do you know who can provide us with this information?
Going forward BRM will not be providing KYC documentation to have collateral accounts set up.
Financial Information
Amounts:$1
Transactions:
  • Setting up OTC collateral account
  • Setting up new DDR account
  • Linking collateral account to DDR
Legal Compliance
  • Need for KYC documentation to comply with regulations.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 21
Diana CanterKeith BuckholzPaolo De-LeonGideon PinedoTeresa MetalloFunda BozkurtZia MemonSrikanta GoudaNitin-X Sin 'hSendhil-kumar KEnid EllisDebra JasperHalina LacznySurendraSinRoxanne ScottHiren MathurSurendra SinghAbhijit MukherjeeSachiva GuptaMohammed-B HussainMelvin V
Organizations 5
Deutsche Bank Securities Inc.Deutsche Bank Wealth ManagementDeutsche Bank Trust Company AmericasDBOI Global Services Private LimitedSOUTHERN FINANCIAL LLC
Locations 7
Baltimore, MD, USA1 South Street, 21202-3298 Baltimore, MD, USA345 Park Avenue, 10154-0004 New York, NY, USA345 Park Avenue, MS NYC20-1406 New York, NY 10154Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, IndiaA-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, IndiaBlock 8, Velankani Tech Park, No.:43, Electronic City, Hosur Road, 560100 Bangalore, India
Financial Entities 1
Pershing
Text Analysis
Tone
Professional
Purpose
The document is a series of emails discussing the process of obtaining KYC documentation and setting up collateral accounts for a new derivatives account.
Significance
The document highlights the internal processes and communication within Deutsche Bank regarding KYC compliance and account setup.
File Info
File Name
EFTA01398437.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:02.045715
DOJ Source
View on DOJ