EFTA01398528.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-01-11
Document Type
email_chain
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email chain discusses the process of obtaining KYC documentation for Southern Financial LLC to set up a new derivatives account. The emails highlight the internal communication within Deutsche Bank to locate the necessary documents and set up the account in the LS2 system.
Metadata
Subject
RE: New Derivatives account. [I]
Sender
Paolo De-Leon
Recipients
Teresa Metallo
Document ID
—
Date
2018-01-11
Relationships 7
Entity 1RelationshipEntity 2Description
Paolo De-Leon request Teresa Metallo Paolo De-Leon requests documents from Teresa Metallo.
Diana Canter assistance Keith Buckholz Diana Canter offers assistance to Keith Buckholz.
Keith Buckholz request Diana Canter Keith Buckholz asks Diana Canter for KYC information.
Funda Bozkurt information Keith Buckholz Funda Bozkurt directs Keith Buckholz to Zia Memon/Diana Canter for KYC information.
Srikanta Gouda information Keith Buckholz Srikanta Gouda provides information about KYC documentation and the onboarding process.
Surendra Singh request Keith Buckholz Surendra Singh asks Keith Buckholz to provide information requested by the relevant team.
Abhijit Mukherjee request Sachiva Gupta Abhijit Mukherjee requests Sachiva Gupta to provide information to Customerbuild team.
Notable Quotes 2
Going forward BRM will not be providing KYC documentation to have collateral accounts set up.
Please note — CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client.
Financial Information
Transactions:
  • Setting up OTC collateral account
  • Setting up new DDR accounts
  • Linking collateral account to DDR
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 20
Paolo De-LeonTeresa MetalloDiana CanterKeith BuckholzGideon PinedoFunda BozkurtZia MemonSrikanta GoudaSurendra SinghNitin-X SinghDebra JasperHalina LacznyRoxanne ScottHiren MathurEnid EllisSendhil-kumar KAbhijit MukherjeeSachiva GuptaMohammed-B HussainMelvin V
Organizations 6
Southern Financial LLCDeutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementPershingDBOI Global Services Private Limited
Locations 8
New York, NY, USA345 Park Avenue, New York, NYBaltimore, MD, USA1 South Street, Baltimore, MDBangalore, IndiaVelankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, IndiaJaipur, IndiaA-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ. 302029 Jaipur. India
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
The purpose of the email chain is to obtain KYC (Know Your Customer) documentation for Southern Financial LLC to set up a new derivatives account and collateral account.
Significance
The email chain highlights the process of obtaining KYC documentation within Deutsche Bank and the challenges faced in acquiring the necessary information.
File Info
File Name
EFTA01398528.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:30.951778
DOJ Source
View on DOJ