EFTA01398726.txt Text dataset_10 View on DOJ

Illegal Activity
suspicious
Blackmail
possible
Date
2017
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This report details client information, HRIPM status, and temporary exceptions for US-Onshore clients. It highlights potential compliance issues, including an investigation of Equities First Holdings, LLC by Thai Police, and the monitoring of ongoing litigation for Marta Batmasian.
Metadata
Subject
US-Onshore HRIPM Due2017, US-Onshore HRIPM PastDue, US-Onshore TempExceptDue, US-Onshore_TmpExcptOver, Acct opening exceptions
Sender
—
Recipients
—
Document ID
—
Date
2017
Illegal Activity
Severity
suspicious
Description
The document mentions an investigation of Equities First Holdings, LLC by Thai Police. This is flagged as suspicious, but further information is needed to determine the nature and scope of the investigation.
Content Type
first_hand
Evidence:
  • Investigation of Equities First Holdings, LLC by Thai Police
Blackmail Indicators
Likelihood
possible
Description
The monitoring of ongoing litigation for Marta Batmasian could potentially be used for leverage, although there is no explicit evidence of blackmail.
Relationships 25
Entity 1RelationshipEntity 2Description
Rosemary Vrablic business James Desnick Primary officer for Desnick's account
Rosemary Vrablic business Ahuva Desnick Primary officer for Desnick's account
Terri Sohrab business Robert F.X. Sillerman Primary officer for Sillerman's account
Terri Sohrab business The 2000 Robert and Laura Sillerman Descendants' Trust Primary officer for the trust's account
David Rodin business Charles G. Koch 1997 Trust Primary officer for the trust's account
Joanne Jensen business Cameron Winklevoss Primary officer for Winklevoss' account
Joanne Jensen business Tyler Winklevoss Primary officer for Winklevoss' account
Mary Ann Coleman business The Mercer Family 2009 Non-Exempt Trust f/b/o Heather Sue Mercer Primary officer for the trust's account
Mary Ann Coleman business The Mercer Family 2009 Non-Exempt Trust f/b/o Jennifer L. Mercer Primary officer for the trust's account
Mary Ann Coleman business The Mercer Family 2009 Non-Exempt Trust f/b/o Rebekah Mercer Primary officer for the trust's account
Rosemary Vrablic business Michelle Desnick Minority Trust dtd 8/14/89 Primary officer for the trust's account
Rosemary Vrablic business Jordan Desnick Minority Trust Primary officer for the trust's account
Rosemary Vrablic business Desnick Descendants Irrevocable Trust Primary officer for the trust's account
Rosemary Vrablic business 691 St Nicholas JV LLC Customer Owner
Terrence Tangney business Janet and Earl Seekins Family Foundation Customer Owner
Susan Burnett business Colony Lascombes Partners, L.P. Customer Owner
Mary Ann Coleman business Leonard N. Stern Family Trust Customer Owner
Rachel Maglicic business Batmasian, Marta Customer Owner
Terrence Tangney business Capital University Customer Owner
Terrence Tangney business Lascell, Daniel M. Customer Owner
Terrence Tangney business Kimball-Ruttenberg, Jemma Q. Customer Owner
Joanne Jensen business The Patricia A. Russo Personal Residence Trust - 1998 Customer Owner
Vanessa Simonetti business Equities First Holdings, LLC Customer Owner
Terrence Tangney business Durwood Wilmot Ringo Revocable Trust Customer Owner
Terrence Tangney business Patricia Louise Ringo Revocable Trust Customer Owner
Notable Quotes 2
This client is exiting by the end of 2017 the latest. the client is aware that DB is exiting the PE business.
Pending investigation. -DB was notified by their sub-custodian that the Thai Police were "investigating" First Equities LLC.
Red Flags 2
  • The investigation of Equities First Holdings, LLC by Thai Police is a significant red flag.
  • The need for numerous temporary exceptions suggests potential issues with KYC/compliance processes.
Legal Compliance
  • Monitoring of ongoing litigation for Marta Batmasian.
  • Pending investigation of Equities First Holdings, LLC by Thai Police.
Raw Analysis JSON click to expand
Themes
Business dealingsLegal matters/litigationFinancial transactions/money flowCompliance/regulatory
People 56
Edward W. HernstadtLiz PayneCURTIS J CLAWSONSean JulesRobert F.X. SillermanTerri SohrabPaul Gardner AllenRussell DaultonJames DesnickRosemary VrablicAhuva DesnickTerrence TangneyBrian ConveyLaura SillermanCharles G. KochDavid RodinGregg HymowitzJoanne JensenSusan BurnettDeirdre JudgeCameron WinklevossTyler WinklevossDiana L. MercerNoah B. MametJill ZelenkoStephen Blake MarriottMalcolm KimbleAlan E. SchwartzSalvatore E. MooreMichael KingKYUNG KU CHODEBRA MIHEI CHORachel MaglicicJake BlockJulianna Eva PyottMichael E. McCarthyMichelle DesnickJordan DesnickVanessa SimonettiWayne SalitArmen BrasDurwood Wilmot RingoPatricia Louise RingoMelisa VenegasAnna-Sofiya LupoloverOti RobertsLeonard N. SternDaniel M. LascellJemma Q. Kimball-RuttenbergTodd R. WanekPatricia A. RussoAndrew GalivanMichael J. DavisMichael JacobyMarcy MorganStewart Oldfield
Organizations 88
DEG Capital G.P. 1 Inc.Big River Real Estate, LLCThe 2000 Robert and Laura Sillerman Descendants' TrustComsup Commodities IncComsup Ltd.Comsup Minerals LtdAtlas Real Estate Funds, IncCharles G. Koch 1997 TrustProfile Property Trust Dated 3/16/2005Antelope Insurance Company, Inc.Jolli Four, LLCEDF LLC20 East 64th Street, LLCInfinity LW 12th Street, LLCLW 12th Street Holding, LLCIL MULINO USA, LLCGuardian Investment Company Ltd.Perpetual Aviation, LLCA-GRADE INVESTMENTS II LLCMDeG Investment Group, LLCCarlyle Energy Mezzanine Opportunities Fund - QThe 2012 Diana L. Mercer Family GST TrustNoah B. Mamet Revocable TrustStallion 44, LLCRockpoint Real Estate Fund IV LPSunbridge Holdings, LLCNew Balloon Investments, LLC3075 Wilshire, LLCWS Paley 68 Suppl Tr SC Burden III Et AlWS Paley 68 Prmry Tr SC Burden III Et AlHoney Badger Investments LLCCasterlirock Holdings, LLCKKR Holdings, LP9800 La Cienega, LLCKYUNG KU CHO AND DEBRA MIHEI CHO REVOCABLE TRUSTEnTrust Palmetto LLCThe ABEN Liquidating TrustThe James and Debbie Cho FoundationDavid E.I. Pyott Trust dtd 04/18/2014Julianna Eva Pyott Trust est 06/20/2014Alliance for a Free Society, Inc.Coalition for a Better Wichita, Inc.Arbiter Special Opportunities Fund I LPArbiter Special Opportunities Fund II LPZisook Enterprises L.P.Michelle Desnick Minority Trust dtd 8/14/89Jordan Desnick Minority TrustDesnick Descendants Irrevocable TrustActive View, LLCLHRB LLCBee's Center Films LLCDo It Again, LLCCameron Winklevoss Family Exchange TrustTyler Winklevoss Family Exchange TrustAFSF II AIV-D LPBlackstone Property Partners Lower Fund 1 L.P.Infinity Equity Ventures LLCBlackstone Property Partners L.P.AFSF II AIV Investors - D L.PGemini IP, LLCL P Weicker Est H Weicker Et At TrL P WeickerGEORGE L K FRELINGHUYSEN TRUSTBunzelMARY ELIZABETH BUNZEL 2009 IRREVOCABLE TRUST UAD 09/11/09Nevada Land III LLCJohn L. Loeb Associates, Inc. Employee Pension PlanThe Mercer Family 2009 Non-Exempt TrustSTB Holdings L.P.JEGE, LLCPlan D, LLCGNLC Holdings, Inc.Marjorie S Daitch Revocable TrustLone Star Fund VI (U.S.), L.P.691 St Nicholas JV LLCUNICOM Technology Park, Inc.Janet and Earl Seekins Family FoundationColony Lascombes Partners, L.P.Leonard N. Stern Family TrustBatmasianCapital UniversityLascellKimball-RuttenbergTodd R. Wanek 2015 GRATThe Patricia A. Russo Personal Residence Trust - 1998Equities First Holdings, LLCBPP F.1 DE Viking 3 LPAxia Realty, LLC
Locations 4
20 East 64th Street9800 La CienegaWichitaThailand
Text Analysis
Tone
Informative
Purpose
This document appears to be a report listing clients, their primary officers, and the status of their HRIPM (High Risk In-Person Meeting) requirements, temporary exceptions, and account opening exceptions.
Significance
The document provides insight into the bank's client management and compliance processes, particularly regarding high-risk clients and temporary exceptions to standard procedures.
File Info
File Name
EFTA01398726.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:23.857418
DOJ Source
View on DOJ