EFTA01398757.txt Text dataset_10 View on DOJ

Illegal Activity

none

Blackmail

none

Date

Unknown

Document Type

report

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:41

Summary

This document is a report detailing customer information, including names, primary officers, and exception statuses related to KYC compliance. It highlights instances where temporary exceptions were granted for various reasons, such as pending litigation or incomplete documentation.

Metadata

Subject: US-Onshore HRIPM, US-Onshore_HRIPM_PastDue, US-Onshore_TempExceptDue, US-Onshore_impExcptOver, Acct Opening Exceptions
Sender: —
Recipients: —
Document ID: —
Date: —

Relationships 18

Entity 1	Relationship	Entity 2	Description
Hernstadt, Edward W.	Primary Officer	Liz Payne	Liz Payne is the primary officer for Edward W. Hernstadt.
La Mesa Homes, LLC	Customer Owner	Dan Gray	Dan Gray is the customer owner for La Mesa Homes, LLC.
Dina Wind Art Foundation	Customer Owner	Terrence Tangney	Terrence Tangney is the customer owner for Dina Wind Art Foundation.
Fanjul, Alfonso	Customer Owner	Oti Roberts	Oti Roberts is the customer owner for Alfonso Fanjul.
Barrack, Jr., Thomas J.	Customer Owner	Susan Moffat	Susan Moffat is the customer owner for Thomas J. Barrack, Jr.
Leslie W Davies Revocable Trust of 1988 U/A DTD 9/1/1988	Customer Owner	Michael King	Michael King is the customer owner for Leslie W Davies Revocable Trust of 1988 U/A DTD 9/1/1988
Batmasian, Marta	Customer Owner	Rachel Maglicic	Rachel Maglicic is the customer owner for Marta Batmasian
Capital University	Customer Owner	Terrence Tangney	Terrence Tangney is the customer owner for Capital University
Durwood Wilmot Ringo Revocable Trust	Customer Owner	Terrence Tangney	Terrence Tangney is the customer owner for Durwood Wilmot Ringo Revocable Trust
Patricia Louise Ringo Revocable Trust	Customer Owner	Terrence Tangney	Terrence Tangney is the customer owner for Patricia Louise Ringo Revocable Trust
J & L Family LP	Customer Owner	Salvatore E. Moore	Salvatore E. Moore is the customer owner for J & L Family LP
BENJAMIN F BAILAR TRUST	Customer Owner	Terrence Tangney	Terrence Tangney is the customer owner for BENJAMIN F BAILAR TRUST
Limestone Partners	Customer Owner	Andrea Nicoletti	Andrea Nicoletti is the customer owner for Limestone Partners
Tradelnvest Financial Holdings Ltd	Customer Owner	Terri Sohrab	Terri Sohrab is the customer owner for Tradelnvest Financial Holdings Ltd
Erica P. Terpstra Revocable Trust	Customer Owner	Brian Convey	Brian Convey is the customer owner for Erica P. Terpstra Revocable Trust
The John V. Gibson Revocable Trust for Jessica Gibson	Customer Owner	Liz Payne	Liz Payne is the customer owner for The John V. Gibson Revocable Trust for Jessica Gibson
Spencer Family GRAT C	Customer Owner	Rachel Maglicic	Rachel Maglicic is the customer owner for Spencer Family GRAT C
Blackstone Tactical Opportunities Fund I L.P.	Customer Owner	Joanne Jensen	Joanne Jensen is the customer owner for Blackstone Tactical Opportunities Fund I L.P.

Notable Quotes 3

The standard 90 days temporary exception for executed trust agreement, TIN, and date of incorporation has been granted for this KYC.

EXCEPTION HAS BEEN EXTENDED TE to complete all the fields in the KYC profile including the Volcker flag.

Temporary exception to collect beneficiaries' information required in the new policy . Exception will clear upon closure of the account.

Legal Compliance

KYC compliance issues
Temporary exceptions for executed trust agreements, TIN, and date of incorporation
Monitoring of ongoing litigation

Raw Analysis JSON click to expand

Themes

Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance/regulatory issues

People 51

Hernstadt, Edward W.Liz Payne Marriott, Stephen Blake Terri Sohr Desnick, Ahuva CLAWSON, CURTIS J Noah B. Mamet Joanne Jensen Tyler Winklevoss Cameron Winklevoss Zelenko-Kuller, Jill Hymowitz, Gregg Brian Convey Michael S. Jacoby Russell Daulton Michael King Salvatore E. Moore Malcolm Kimble Ann Coleman Bruce McDermott Terri 5ohrab Rosemary Vrablic Deirdre Judge Jake Block Rachel Maglicic James H. Batmasian Susan Moffat Budinger, William M.Terrence Tangney Marjorie S Daitch Loeb Jr, John Smith, Robert Donaldson, William H.Fertitta, Tilman Jennifer L. Mercer Heather Sue Mercer Zappala, Joseph Levitt Jr., Arthur MARY ELIZABETH BUNZEL Bunzel, Mary Bunzel, Maxwell Bunzel, Eli Erica P Terpstra Stewart Oldfield Fanjul, Alfonso Oti Roberts Barrack, Jr., Thomas J.Lee Huter Leslie W Davies Marta Batmasian Andrea Nicoletti

Organizations 73

Big River Real EstateZisook Enterprises L.P.KKR Holdings, LPSunbridge Holdings, LLCFertitta Entertainment, Inc.Coalition for a Better KansasGuardian Investment Company Ltd.Atlas Real Estate Funds, Inc.Infinity Equity Ventures LLCAmerican Entertainment Properties Corp.The ABEN Liquidating TrustIcahn Enterprises Holdings. LPStallion 44, LLCPerpetual Aviation, LLCIL MULINO USA, LLCLW 12th Street Holding, LLCCCI Onshore LLCComsup Ltd.Comsup Commodities IncIcahn Management LPKoala Holding LimitedGaston PartnersA-GRADE INVESTMENTS II LLCAntelope Insurance Company, Inc.Gemini IP, LLCAFSF II AIV Investors - D L.PBlackstone Property Partners L.P.Blackstone Property Partners Lower Fund 1 L.P.AFSF II AIV-D LPDo It Again, LLCBee's Center FiLHRB LLCArbiter Special pportun t es Fund II LPArbiter Special Opportunities Fun I LPCasterlirock Holdings, LLCEDF LLCJolli Four, LLCWS Paley 68 Prmry Tr SC Burden III Et AlProfile Property TrustSTB Holdings L.P.John L. Loeb AssociatesGNLC Holdings, Inc.Meritage Group LPGoldenTree SG GP LLCGT NM GP LLCGOLDENTREE REINVESTMENTGoldenTree GTIS SPV LLCGOLDENTREE SPC LLCGoldenTree Asset Management (Ireland) LimitedGTAM Allied LLCGoldenTree Leverage LoanGTIS REOF I SPONSOR LLCGTAM Opportunities, LLCGoldenTree Credit Opportunities GP LLCGoldenTree Capital Partners, LLCPlan D, LLCJEGE, LLCMST TRUSTInc. Employee Pension PlanManager LLCGP LLCLa Mesa Homes, LLCDina Wind Art FoundationCapital University1919 Investment CounselLimestone PartnersTradelnvest Financial Holdings LtdThe John V. Gibson Revocable Trust for Jessica GibsonSpencer Family GRAT CBlackstone Tactical Opportunities Fund I L.P.GoldenTree Asset Management UK LLPBPP F.1 DE Viking 3 LPAxia Realty, LLC

Locations 3

KansasWilshire20 East 64th Street

Text Analysis

Tone: Informative
Purpose: The document appears to be a report listing customer names, associated information, and exception statuses related to KYC (Know Your Customer) and account opening procedures.
Significance: The document provides insight into the bank's customer onboarding and compliance processes, highlighting instances where exceptions were made or required for various clients.

File Info

File Name: EFTA01398757.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:41:59.048697
DOJ Source: View on DOJ