EFTA01398924.txt Text dataset_10 View on DOJ

Subject

US-Onshore HRIPM PastDue, US-Onshore_HRIPM_Due2016, US-Onshore_TempExceptDue, US-Onshore_impExcptOver, US-Onshore_ACUwMatChngs, acct opening

Sender

—

Recipients

—

Document ID

—

Date

—

Severity

suspicious

Description

The document mentions PTV Corp. being incorporated in the British Virgin Islands and having a mailing address in the Cayman Islands, which could be a potential tax haven. This raises a suspicious activity, but does not provide clear evidence of illegal activity.

Content Type

first_hand

There is no contact with this client. She is a "mutual fund only" client with no open Private Bank accounts.

The client has all their operating accounts with DB with an average balance of $78 - $80 MM in total.

Currently the building is still in construction phase. The significant owner Donald Trump announced last year that he would be running for President of the US.

• Ongoing litigation involving Marta Batmasian
• Negative media surrounding Thomas Weisel and Lance Armstrong
• Death of account holders or custodians requiring account updates
• Accounts with minimal assets or no activity
• Change in ownership structure of LLCs
• Client is a referral from South Street Advisors and the advisor meets with client
• Client changed jobs and is now the Vice Chairman at Softbank Corp and CEO of Softbank Internet and Media Inc.
• Client estate advisory services, investments

• Negative media surrounding Lance Armstrong and Thomas Weisel's sponsorship company, Trail Wind.

Context

The document mentions Donald Trump running for President of the US, which was a widely known event. The document also mentions negative media surrounding Lance Armstrong and Thomas Weisel, which was also public knowledge.

Media Worthy

Yes

Likely Public

True

• Update on ongoing litigation involving Marta Batmasian
• Potential KYC update required for Cleveland Thermal Holdings, LLC due to the sale of the company and the substantial amount received by Mr. Evans
• Update required for Thomas Weisel due to negative media surrounding Lance Armstrong and Trail Wind
• Update required for custodial accounts of Siena Benvenuti, Rocco Benvenuti, Anne Sedar, and John Seder due to the death of the custodian
• Need to update or close the account of Stuart Moldaw due to his death and lack of contact with the client
• Need to update The Hu/Luo Family 2005 Trust
• Need to update Hayley Hernstadt's contact information
• Need to update Robert Shlens' account due to his death
• Need to update Pacific Health Corporation's account as the company no longer exists
• Need to update Aurora Trust due to client's job change
• Need to update HELENE D GILROY EST WALTER GRUENDL TR due to the death of the income beneficiary
• Need to update Shorenstein Realty Services East LLC due to the death of the Managing Member
• Need KYC update for Charon Capital Management, LLC
• Need KYC update for The Gregg S. Hymowitz Irrevocable Trust dtd 9/10/2007
• Litigation against DB entity involving ASL Media Holdings, LLC
• KYC in Progress for Francoise Gevers
• KYC in Progress for Aurelie Dauphin Fletcher
• KYC in Progress for H Mountain, Inc., Alerion Strategies Holdings Ltd, Hartz Capital Investments, Ltd., Hartz Capital, Inc., Deniz Yatirim Menkul Kiymetler A.S, Freda L Hartfield Trust
• Account is still active, please request for the account to be closed for Newell, Lee
• KYC in Progress for Lynn Gernert
• AML to Close - No Material changes - Divorce doesn't impact the client's wealth for Alan C. Fox Revocable Trust
• This has been documented in approved KYC #01419355 for Trump Old Post Office LLC
• Update has been documented, KYC Approved #01541611 for Brown & Zhou LLC
• This question was answered by mistake - "Has a party been subject to a criminal or regulatory investigation or negative media?" for Jeepers, Inc

Tone

Informative

Purpose

This document appears to be a report or list related to client management, KYC (Know Your Customer) compliance, and account updates within a financial institution, likely Deutsche Bank. It includes information on client relationships, account statuses, exceptions, and material changes.

Significance

This document provides a snapshot of client relationships and account management activities, highlighting potential compliance issues, account updates, and client-related changes that require attention. It also reveals details about the financial activities and personal circumstances of various clients.

File Name

EFTA01398924.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:40:58.251588

DOJ Source

View on DOJ