Illegal Activity
suspicious
Blackmail
none
Date
2016-10-12
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Cynthia Rodriguez from Deutsche Bank Trust Company Americas is emailing AML Compliance to clear RDC and PCR alerts for Richard Kahn and Darren Indyke, respectively. She argues that the alerts are false positives due to differing dates of birth and addresses compared to the individuals who were previously KYC approved.
Metadata
- Subject
- RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke
- Sender
- Cynthia Rodriguez
- Recipients
- PWMUS AMLKYC
- Document ID
- 01651789
- Date
- 2016-10-12
Illegal Activity
- Severity
- suspicious
- Description
- The email references alerts related to Richard Kahn, including a mention of being wanted on a charge of calculated criminal drug conspiracy and appearing on a list of sex offenders. While the email aims to clarify that these alerts are false positives, the initial alerts themselves raise concerns.
- Content Type
- first_hand
Evidence:
- Richard L. Kahn, 1962, of Havana, Illinois, was wanted on a charge of calculated criminal drug conspiracy.
- Richard Leroy Kann aka RICHARD L KAHN, DOB: 8/14/1961, of GOLDEN, Colorado, appears on the list of Colorado - Sex Offenders
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Legal | NY Stock Exchange | Richard Kahn appears on NY Stock Exchange Disciplinary Actions. |
| Richard Jeffrey Kahn | Legal | Florida Office of Financial Regulation | Richard Jeffrey Kahn appears on Florida Office of Financial Regulation list of Final Orders. |
| Richard Leroy Kann | Legal | Colorado | Richard Leroy Kann appears on the list of Colorado - Sex Offenders. |
| Richard L. Kahn | Legal | Havana, Illinois | Richard L. Kahn was wanted on a charge of calculated criminal drug conspiracy. |
| Darren Indyke | Employment | Southern Financial LLC | Darren Indyke is currently employed at Southern Financial LLC. |
| Cynthia Rodriguez | Employment | Deutsche Bank Trust Company Americas | Cynthia Rodriguez is Assistant Vice President at Deutsche Bank Trust Company Americas. |
Notable Quotes 2
These alerts are false positives as the Richard Kahn that is previously KYC approved has a date of birth of and resides at III . He is an attorney at HBRK Associates in New York.
Darren Indyke has a PCR alert, but the alerts don't reference anything specific.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationEmployment/staffingCommunications/correspondence
Organizations 6
NY Stock ExchangeFlorida Office of Financial RegulationHBRK AssociatesSouthern Financial LLCDeutsche Bank Trust Company AmericasDeutsche Asset & Wealth Management
Locations 7
New YorkFloridaGOLDEN, ColoradoHavana, Illinois345 Park Avenue, 10154-0004 New York, NY, USAColoradoIllinois
Financial Entities 1
Deutsche Bank Trust Company Americas
Text Analysis
- Tone
- Professional
- Purpose
- To clear RDC and PCR alerts for Richard Kahn and Darren Indyke, respectively, by providing clarifying information to AML Compliance.
- Significance
- This document highlights the process of clearing alerts related to individuals who have undergone KYC (Know Your Customer) approval, indicating potential compliance concerns.
File Info
- File Name
- EFTA01399982.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:39.695878
- DOJ Source
- View on DOJ