Illegal Activity
none
Blackmail
none
Date
2013-10-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Amanda Kirby confirms that the Richard Kahn associated with a KYC check is not the same Richard Kahn who was potentially barred from NYSE Arca. This clarification is important for compliance purposes at Deutsche Bank.
Metadata
- Subject
- Fw: Compliance [I]
- Sender
- Amanda Kirby <
- Recipients
- Jacqueline Lightbody
- Document ID
- —
- Date
- 2013-10-31
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Amanda Kirby | employee | Deutsche Bank Trust Company Americas | Amanda Kirby is an Associate at Deutsche Bank Trust Company Americas |
| Richard Kahn | employee | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Richard Kahn | legal | NYSE Arca | Richard Kahn was potentially barred from NYSE Arca in April 2012 |
| Darren | ownership | nysg llc | Darren is associated with nysg llc |
Notable Quotes 2
The Richard Kahn associated with KYC #01133377 is not the same Richard Kahn in the alert.
Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012.
Legal Compliance
- KYC compliance check
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationBusiness dealingsCommunications/correspondenceEmployment/staffing
Organizations 5
Deutsche Bank Trust Company AmericasNYSE ArcaFINRAHBRK Associates Inc.nysg llc
Locations 4
New YorkUSA345 Park Avenue, 27th Fl, New York, NY, USA, 10154-0004575 Lexington Avenue, 4th Floor, New York, New York 10022
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To clarify the identity of Richard Kahn for KYC compliance purposes.
- Significance
- The email confirms that the Richard Kahn associated with a KYC check is not the same Richard Kahn who was potentially barred from NYSE Arca.
File Info
- File Name
- EFTA01400316.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:13.365873
- DOJ Source
- View on DOJ