Illegal Activity
none
Blackmail
none
Date
2014-10-29
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain between Tazia Smith of DB Securities and Jeffrey E. discusses the purchase of Citi 5.8% preferred shares, providing updates on executed trades and seeking instructions on trading strategy. The emails focus on managing the order size and aggressiveness to avoid unduly influencing the market price.
Metadata
- Subject
- Re: [C]
- Sender
- Tazia Smith
- Recipients
- jeffrey E.
- Document ID
- —
- Date
- 2014-10-29
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | business | Jeffrey E. | Tazia Smith is a Director at DB Securities Inc, handling Jeffrey E.'s trading orders. |
| Jeffrey E. | client | DB Securities Inc | Jeffrey E. is a client of DB Securities Inc. |
Notable Quotes 2
You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know.
Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit?
Financial Information
Amounts:36,600$24.2231514,90024.1930-50k49,033$24.0205150,96736,300$23.9964200k$24.011735,100$23.994524.0534,900$23.9945$24200k15.6k28k$5mm23.92
Assets:
- Citi 5.8% pfd shares
Transactions:
- Buying Citi 5.8% pfd shares
- Executing trades for Jeffrey E.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
DB Securities IncDeutsche Asset & Wealth ManagementCiti
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Citi
Text Analysis
- Tone
- Professional
- Purpose
- To update Jeffrey E. on the status of his Citi 5.8% pfd share purchases and to coordinate further trading strategies.
- Significance
- The document provides insight into the trading activity of Jeffrey E. and the communication between him and his broker, Tazia Smith, at DB Securities Inc.
File Info
- File Name
- EFTA01401085.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:51.187863
- DOJ Source
- View on DOJ