Illegal Activity
none
Blackmail
none
Date
2014-11-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Daniel Sabba from Deutsche Bank follows up with Jeffrey regarding a Total Return Swap (TRS) on AAPL shares. The email confirms the terms discussed, including the notional amount, financing charge, commissions, and execution strategy.
Metadata
- Subject
- Follow-up on AAPL TRS C
- Sender
- Daniel Sabba <
- Recipients
- jeevacation@gmail com
- Document ID
- —
- Date
- 2014-11-11
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Daniel Sabba | business | Jeffrey | Daniel Sabba is following up with Jeffrey regarding a conversation about AAPL TRS. |
| Southern Financial | business | Deutsche Bank | Southern Financial is engaging in a Total Return Swap (TRS) with Deutsche Bank involving AAPL shares. |
Notable Quotes 2
lmL + 75bps for ly TRS is the financing charge DB would charge an institutional client today
balance sheet charges are the primary driver of the price difference you observed between our quote and the one you received from competitors primarily funded in USD
Financial Information
Amounts:1,000,000 shares of AAPL75bps3 cents per share20 to 30bps
Assets:
- AAPL shares
Transactions:
- Total Return Swap (TRS) on AAPL shares
- Financing charge of lmL + 75bps
- Commission of 3 cents per share to enter and exit the trade
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
AAPLDeutsche Bank Securities IncDeutsche Asset & Wealth ManagementSouthern Financial
Locations 2
New York, NY345 Park Avenue, 26th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To follow up on a conversation regarding a Total Return Swap (TRS) on AAPL shares and confirm the terms discussed.
- Significance
- The email provides details on the pricing and terms of a potential financial transaction involving AAPL shares between Southern Financial and Deutsche Bank.
File Info
- File Name
- EFTA01401644.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:37.019851
- DOJ Source
- View on DOJ