Illegal Activity
none
Blackmail
none
Date
2014-10-28
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange between Tazia Smith of DB Securities and Jeffrey E. concerns the purchase of Citi 5.8% preferred shares. Smith updates Jeffrey on the progress of the trade and seeks guidance on how aggressively to pursue the purchase, given the limited trading volume of the shares.
Metadata
- Subject
- Trade Report 10/28/14 [C]
- Sender
- Tazia Smith
- Recipients
- jeffrey E. <jeevacation@gmail.com>
- Document ID
- —
- Date
- 2014-10-28
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | business | Jeffrey E. | Tazia Smith is executing trades for Jeffrey E. |
| Tazia Smith | employment | DB Securities Inc | Tazia Smith is a Director at DB Securities Inc |
Notable Quotes 3
Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205
Please let us know if you would like us to be more aggressive.
How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit?
Financial Information
Amounts:49,03324.0205150,96736,30023.9964200k24.011735,10023.994524.0534,90023.994524200k15.6k28k5mm5MM
Assets:
- Citi 5.8% pfd shares
Transactions:
- Buying Citi 5.8% pfd shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
DB Securities IncDeutsche Asset & Wealth ManagementCiti
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Citi
Text Analysis
- Tone
- Professional
- Purpose
- To update Jeffrey E. on the progress of his Citi 5.8% pfd share purchase and to ask about his desired level of aggressiveness in the trading.
- Significance
- This document shows the execution of a large trade and the communication between a broker and a client regarding the strategy for the trade.
File Info
- File Name
- EFTA01403214.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:28.769391
- DOJ Source
- View on DOJ