EFTA01403241.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2014-10-29
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document contains a series of emails between Tazia Smith of DB Securities and Jeffrey E. regarding the purchase of Citi preferred stock. The emails provide trade reports, updates on order execution, and requests for instructions on how aggressively to pursue the trades.
Metadata
Subject
Trade Report 10/29/14 [C]
Sender
Tazia Smith a>
Recipients
jeffrey E. <jeevacation@gmail.com>
Document ID
—
Date
2014-10-29
Relationships 2
Entity 1RelationshipEntity 2Description
Tazia Smith business Jeffrey E. Tazia Smith is executing trades for Jeffrey E.
Jeffrey E. business DB Securities Inc Jeffrey E. is a client of DB Securities Inc.
Notable Quotes 3
Today you executed the following: B 150,967 C at $24.2528
Please let us know if you want to modify.
How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit?
Financial Information
Amounts:24.252824.206%6.875%24.2323824.2231524.1924.020523.996424.011723.994523.925mm
Assets:
  • Citi 6.875% preferred
  • Citi 5.8% pfd
  • Citi 5.8% Perpetual Preferred (cusip: 172967366)
Transactions:
  • B 150,967 C at $24.2528
  • bought 72,700 shares of Citi 5.8% pfd at $24.23238
  • done on 36,600 at $24.22315
  • done on 14,900 at 24.19
  • B 49,033 Citi 5.8% pfd at $24.0205
  • done on 36,300 Citi 5.8% pfd at $23.9964
  • done on 35,100 Citi 5.8% pfd at $23.9945
  • purchased 34,900 shares of Citi 5.8% pfd at $23.9945
  • buying $5mm worth
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Tazia SmithJeffrey E.Daniel SabbaPaul MorrisRichard KahnStewart OldfieldVahe Stepanian
Organizations 4
DB Securities IncDeutsche Asset & Wealth ManagementCitiDeutsche Bank
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY
Financial Entities 1
Citi
Text Analysis
Tone
Professional
Purpose
To provide trade reports and updates to Jeffrey E. regarding his Citi preferred stock purchases.
Significance
Shows the details of Jeffrey E.'s stock trading activity and the communication between him and his broker.
File Info
File Name
EFTA01403241.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:41.109121
DOJ Source
View on DOJ