EFTA01404456.txt Text dataset_10 View on DOJ

Illegal Activity
concerning
Blackmail
none
Date
2004-12-22
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
The document is a report detailing SEC violations, specifically insider trading and securities fraud, committed by Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick. The Securities and Exchange Commission announced final judgments against these entities and individuals.
Metadata
Subject
SEC Violations (Insider Trading, Securities Fraud)
Sender
—
Recipients
—
Document ID
EFTA01404456
Date
2004-12-22
Illegal Activity
Severity
concerning
Description
The document details SEC litigation and final judgments against Southern Financial Group, Inc. and related individuals for insider trading and securities fraud.
Categories
Insider TradingSecurities Fraud
Content Type
court_document
Evidence:
  • SEC announced final judgments against Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick for insider trading and securities fraud.
Relationships 2
Entity 1RelationshipEntity 2Description
Southern Financial Group, Inc. legal Richard M. Wooten Defendants in SEC litigation
Southern Financial Group, Inc. legal Charles Dennis McKittrick Defendants in SEC litigation
Red Flags 2
  • Insider trading
  • Securities fraud
Media & Journalist References
  • SEC Litigation Releases
Public Knowledge
Context
SEC litigation releases are public documents.
Media Worthy
Yes
Likely Public
True
Legal Compliance
  • SEC Violations (Insider Trading, Securities Fraud)
  • Disciplinary, Regulatory Action
Raw Analysis JSON click to expand
Themes
Legal matters/litigationFinancial transactions/money flowIllegal activities
People 3
David C. NortonRichard M. WootenCharles Dennis McKittrick
Organizations 4
Southern Financial Group, Inc.SECSecurities and Exchange CommissionRegulatory DataCorp, Inc.
Locations 4
South CarolinaUNITED STATESDistrict of South CarolinaCharleston
Text Analysis
Tone
Informative
Purpose
To provide information about SEC violations and disciplinary actions against Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick.
Significance
Details SEC litigation and final judgments against Southern Financial Group, Inc. and related individuals for insider trading and securities fraud.
File Info
File Name
EFTA01404456.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:30.118772
DOJ Source
View on DOJ