Illegal Activity
none
Blackmail
none
Date
2013-10-08
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain discusses the clearance of an RDC alert for Neptune, LLC by AML Compliance. The alert was determined to be a false positive as it pertained to a boat registered in Tanzania, while the client is an LLC based in St. Thomas, USVI.
Metadata
- Subject
- CLEARED Neptune
- Sender
- PWMUS AMLKYC
- Recipients
- Amanda Kirby
- Document ID
- —
- Date
- 2013-10-08
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Andrew Kisz | employment | AML Compliance | Andrew Kisz is an Associate I AML Compliance Officer |
| Amanda Kirby | employment | Deutsche Bank Trust Company Americas | Amanda Kirby is an Associate at Deutsche Bank Trust Company Americas |
| Ahsan Manzoor | employment | PWM BIS-Research | Ahsan Manzoor works at PWM BIS-Research |
| Neptune, LLC | compliance_review | AML Compliance | AML Compliance reviewed an RDC alert pertaining to Neptune, LLC. |
Notable Quotes 2
Accordingly, AML Compliance CLEARS this alert as a false positive.
Attached is an RDC Alert associated with Neptune, LLC. This alert pertains to a boat registered in Tanzania with an alias of "Neptune". The Neptune, LLC we are dealing with is an LLC based in St. Thomas, USVI. The RDC Alert is not for our client. Please approve that it be cleared
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondenceCompliance
Organizations 6
Neptune, LLCAML ComplianceDB Services New Jersey, Inc.Deutsche Bank Trust Company AmericasPWM BIS-ResearchPWMUS
Locations 8
Virgin IslandsTanzaniaSt. Thomas, USVI5022 Gate ParkwaSuite 400, 32256 Jacksonville, USANew York, NY USA345 Park Avenue, 27th FlNew Jersey
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To communicate the clearance of an RDC alert for Neptune, LLC after AML compliance review.
- Significance
- The document shows the process of clearing alerts related to potential OFAC matches in financial transactions.
File Info
- File Name
- EFTA01405074.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.691618
- DOJ Source
- View on DOJ