Illegal Activity
none
Blackmail
none
Date
2014-11-28
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange documents the process of clearing PCR (Potential Compliance Risk) alerts for a Deutsche Bank client. AML Compliance reviews the alerts, verifies the client's information, and confirms that the alerts do not pertain to the client, ultimately clearing the alerts from an AML perspective.
Metadata
- Subject
- Re: CLEARED: PCR ALERT -
- Sender
- Amanda Kirby
- Recipients
- aPWMUSAMLI
- Document ID
- EFTA01405744.txt
- Date
- 2014-11-28
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Amanda Kirby | email correspondence | PWMUS AMLKYC | Amanda Kirby forwards emails regarding PCR alerts to PWMUS AMLKYC for clearance. |
| Monifa Crawford | employment | Deutsche Bank Securities Inc. | Monifa Crawford is an AML Compliance Officer at Deutsche Bank Securities Inc. |
| Richard Kahn | manager | client account | Richard Kahn is the manager of the client account and sole authorized signer. |
| Oleg Vladimirovich | status | Russian PEP | Oleg Vladimirovich is a Russian PEP (Politically Exposed Person). |
Notable Quotes 2
Based on this information, AML Compliance clears this alert from an AML perspective.
The first alert pertains to a woman born in either 1969 or 1970 and our client was born in 1989. The second alert pertains to a woman with the same name who is married to a Russian ambassador.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCompliance issues
Organizations 4
Deutsche Bank Trust Company AmericasDeutsche Asset & Wealth ManagementDeutsche Bank Securities Inc.Asset Wealth Management - AML Compliance
Locations 3
New York, NY, USAJacksonville Florida 32256USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To clear PCR alerts related to a client by verifying information and confirming that the alerts do not pertain to the client.
- Significance
- The document shows the process of AML compliance at Deutsche Bank, including the review and clearance of PCR alerts.
File Info
- File Name
- EFTA01405744.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.902104
- DOJ Source
- View on DOJ