EFTA01406016.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2015-12-04
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Vahe Stepanian informs Richard Kahn that Southern Financial did not unwind a dispersion option due to being away from the limit. The email provides the indicative bid and realized dispersion information along with spot references for various underlyings.
Metadata
Subject
Dispersion Call Option [C]
Sender
Vahe Stepanian
Recipients
Richard Kahn, Daniel Sabba, Ariane Dwyer, Paul Morris, Stewart Oldfield
Document ID
Date
2015-12-04
Relationships 3
Entity 1RelationshipEntity 2Description
Vahe Stepanian business Richard Kahn Vahe Stepanian is communicating with Richard Kahn regarding a dispersion option.
Vahe Stepanian employment Deutsche Bank Securities Inc. Vahe Stepanian is an employee of Deutsche Bank Securities Inc.
Southern Financial business Deutsche Bank Southern Financial is a client of Deutsche Bank.
Notable Quotes 2
please note that Southern Financial did not unwind the dispersion option today as we were away from the 2.00% limit per my conversation with you and Darren.
The indicative bid is currently 0.90% since there is little time left to expiry and the time decay is significant.
Financial Information
Amounts:2.00%0.90%-9.41%
Assets:
  • .HSCE
  • .N225
  • .SPX
  • .STOXX50E
  • EEM.P
Transactions:
  • Dispersion Call Option
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 3
Southern FinancialDeutsche Bank Securities Inc.Deutsche Bank
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inform Richard Kahn that Southern Financial did not unwind the dispersion option and to provide indicative bid and realized dispersion information.
Significance
Provides information about a financial transaction involving a dispersion option and market data.
File Info
File Name
EFTA01406016.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:16.095489
DOJ Source
View on DOJ