Illegal Activity
none
Blackmail
none
Date
2018-02-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email exchange discusses the documentation required for setting up an OTC collateral account for Southern Financial LLC at Deutsche Bank. The emails involve requests for KYC, PCR, and RDC documents, and coordination between different departments within Deutsche Bank to gather the necessary information.
Metadata
- Subject
- RE: N4G-026161 - Southern Financial [C]
- Sender
- Davide-A Sferrazza
- Recipients
- Cynthia Rodriguez
- Document ID
- N4G-026161
- Date
- 2018-02-22
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Davide-A Sferrazza | business | Cynthia Rodriguez | Davide is requesting documentation from Cynthia regarding Southern Financial LLC. |
| Zbynek Kozelsky | business | Stewart Oldfield | Zbynek is requesting KYC information from Stewart for Southern Financial account setup. |
| Cynthia Rodriguez | employment | Deutsche Bank Trust Company Americas | Cynthia is Assistant Vice President at Deutsche Bank Trust Company Americas. |
| Zbynek Kozelsky | employment | Deutsche Bank Securities Inc. | Zbynek is Director at Deutsche Bank Securities Inc. |
Notable Quotes 2
We are being asked for some documentation for Southern Financial LLC's OTC collateral set up, as follows: KYC (we have this from your email below) PCR — "Preventative Crime Research" RDC — "Regulatory Data Corp"
The above account is collateral one and DBOI is setting it up to feed into the "LS2" system (I am told it tracks loans/collateral). For them to set that up they need the PB KYC — please send that to me.
Financial Information
Assets:
- collateral
Transactions:
- OTC collateral set up for Southern Financial LLC
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 6
Organizations 6
Southern Financial LLCDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Regulatory Data CorpDBOI
Locations 3
New York, NYUSALatin America
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request and provide documentation related to Southern Financial LLC's account setup and collateral.
- Significance
- The email chain shows the process of gathering KYC and other compliance documents for a new client account at Deutsche Bank.
File Info
- File Name
- EFTA01406287.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:06.029380
- DOJ Source
- View on DOJ