Illegal Activity
none
Blackmail
none
Date
2018-02-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange discusses the necessary documentation, including KYC, PCR, and RDC, required to set up a collateral account for Southern Financial LLC at Deutsche Bank. The email chain involves multiple employees coordinating to gather and provide the required information.
Metadata
- Subject
- RE: N4G-026161 - Southern Financial [C]
- Sender
- Cynthia Rodriguez <ME>
- Recipients
- Davide-A Sferrazza
- Document ID
- N4G-026161
- Date
- 2018-02-22
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Cynthia Rodriguez | business | Davide-A Sferrazza | Email correspondence regarding documentation for Southern Financial LLC's OTC collateral set up. |
| Zbynek Kozelsky | business | Stewart Oldfield | Email correspondence regarding PB KYC for Southern Financial account setup. |
| Deutsche Bank | business | Southern Financial LLC | Deutsche Bank is setting up a collateral account for Southern Financial LLC. |
Notable Quotes 2
We are being asked for some documentation for Southern Financial LLC's OTC collateral set up, as follows: KYC (we have this from your email below) PCR — "Preventative Crime Research" RDC — "Regulatory Data Corp"
The above account is collateral one and DBOI is setting it up to feed into the "LS2" system (I am told it tracks loans/collateral). For them to set that up they need the PB KYC — please send that to me.
Financial Information
Assets:
- collateral
Transactions:
- OTC collateral set up
Legal Compliance
- KYC (Know Your Customer) compliance
- PCR (Preventative Crime Research)
- RDC (Regulatory Data Corp)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Organizations 7
Southern Financial LLCDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.DBOIRegulatory Data CorpRDC
Locations 5
New York, NYUSALatin America345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA345 Park Avenue, 24th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request and provide documentation for setting up a collateral account for Southern Financial LLC.
- Significance
- The email chain discusses the KYC and other compliance requirements for setting up a collateral account for Southern Financial LLC at Deutsche Bank.
File Info
- File Name
- EFTA01406317.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:28.775065
- DOJ Source
- View on DOJ