Illegal Activity
suspicious
Blackmail
none
Date
2017-06-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Cynthia Rodriguez from Deutsche Bank sent an email to AML Compliance regarding an RDC alert for Richard Kahn, who appears on the NY stock exchange disciplinary actions list. She requests an updated clearance for this alert, as it was previously cleared.
Metadata
- Subject
- RDC Alert Richar
- Sender
- Cynthia Rodriguez
- Recipients
- PWMUS AMLKYC
- Document ID
- EFTA01408776
- Date
- 2017-06-30
Illegal Activity
- Severity
- suspicious
- Description
- The RDC alert for Richard Kahn appearing on the NY stock exchange disciplinary actions list raises a potential compliance issue that warrants further investigation.
- Content Type
- first_hand
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Cynthia Rodriguez | professional | PWMUS AMLKYC | Cynthia Rodriguez is sending an email to AML Compliance regarding an RDC alert for Richard Kahn. |
Notable Quotes 2
Attached is an RDC alert for Richard Kahn, appearing on the NY stock exchange disciplinary actions. I believe this alert has previously been cleared.
Please see attached clearance and provide updated clearance.
Red Flags 1
- Richard Kahn appearing on the NY stock exchange disciplinary actions list.
Legal Compliance
- RDC alert for Richard Kahn appearing on the NY stock exchange disciplinary actions list.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
People 2
Organizations 3
NY stock exchangeDeutsche Bank Trust Company AmericasDeutsche Bank Wealth Management
Locations 1
345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA
Financial Entities 2
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth Management
Text Analysis
- Tone
- Professional
- Purpose
- To inform AML Compliance about an RDC alert for Richard Kahn and request an updated clearance.
- Significance
- The email indicates a potential compliance issue related to Richard Kahn's appearance on the NY stock exchange disciplinary actions list.
File Info
- File Name
- EFTA01408776.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:12.162079
- DOJ Source
- View on DOJ