Illegal Activity
none
Blackmail
none
Date
2014-10-29
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Tazia Smith from DB Securities Inc. is communicating with Jeffrey E. regarding the purchase of Citi 5.8% preferred stock. The emails discuss the progress of the trade, the volume being executed, and the level of aggressiveness desired by the client.
Metadata
- Subject
- [C]
- Sender
- Tazia Smith
- Recipients
- jeffrey E. <jeevacation@gmail.com>
- Document ID
- —
- Date
- 2014-10-29
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | business | Jeffrey E. | Tazia Smith is facilitating the purchase of Citi preferred stock for Jeffrey E. |
| Jeffrey E. | client | DB Securities Inc | Jeffrey E. is a client of DB Securities Inc. |
Notable Quotes 2
"How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit?"
"Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it."
Financial Information
Amounts:49,033150,967$24.020536,300$23.9964200k35,100$23.994524.0534,900$23.9945$24200k15.6k28k$5mm5,000,000
Assets:
- Citi 5.8% pfd shares
- Citi 5.8% Perpetual Preferred (cusip: 172967366)
Transactions:
- Purchase of Citi 5.8% pfd shares
- Buying $5mm worth of Citi 5.8% Perpetual Preferred
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
DB Securities IncDeutsche Asset & Wealth ManagementCiti
Locations 1
345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Citi
Text Analysis
- Tone
- Professional
- Purpose
- To coordinate the purchase of Citi preferred stock for Jeffrey E., providing updates on progress and seeking instructions on how aggressively to proceed.
- Significance
- Shows the execution of a large stock purchase order and the communication between a broker and a client regarding the strategy and progress of the trade.
File Info
- File Name
- EFTA01409008.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:35.869486
- DOJ Source
- View on DOJ