EFTA01409139.txt Text dataset_10 View on DOJ

Illegal Activity
suspicious
Blackmail
possible
Date
2016-10-14
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Cynthia Rodriguez is seeking approval for a KYC update for the Butterfly Trust, an existing trust under the Jeffrey Epstein relationship, due to a change in beneficiaries. The relationship is classified as high-risk due to Epstein's past legal issues, but AML Compliance has not found a reason to discontinue the relationship.
Metadata
Subject
RE: APPROVAL NEEDED: Hi h Risk KYC Case 01651789 [I]
Sender
Cynthia Rodriguez
Recipients
Patrick Campion
Document ID
01651789
Date
2016-10-14
Illegal Activity
Severity
suspicious
Description
The document references past illegal activities committed by Jeffrey Epstein, which contribute to the high-risk classification of the relationship. The document is not sharing news articles, but rather directly referencing Epstein's past actions.
Categories
FraudSexual AssaultSolicitation of ProstitutionInsider Trading
Content Type
first_hand
Evidence:
  • Settled civil fraud action by SEC for illegal insider trading
  • Sentenced to federal prison for fraud, sexually assaulting a girl, and solicitation of prostitution
Blackmail Indicators
Likelihood
possible
Description
While there are no explicit blackmail indicators, the high-risk nature of the client and the need for multiple approvals could suggest potential vulnerabilities.
Relationships 3
Entity 1RelationshipEntity 2Description
Cynthia Rodriguez email correspondence Patrick Campion Cynthia Rodriguez requests approval from Patrick Campion for a high-risk KYC case.
Jeffrey Epstein grantor Butterfly Trust Jeffrey Epstein is the grantor of the Butterfly Trust.
Stewart Oldfield RM Jeffrey Epstein Stewart Oldfield is the RM for the Jeffrey Epstein relationship.
Notable Quotes 2
This relationship is deemed high risk due to multiple court cases on Jeffrey Epstein, involving 22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks.
All negative media and alerts have been reviewed by AML Compliance and they do not see a reason to discontinue the existing relationship with Jeffrey Epstein.
Red Flags 2
  • High-risk relationship with Jeffrey Epstein due to past legal issues.
  • Large AUM ($224mn) despite high-risk classification.
Financial Information
Amounts:$224mn$72532.06
Assets:
  • 21 deposit accounts
  • 3 money market accounts
  • 5 brokerage accounts
  • 1 custody account
Media & Journalist References
  • Negative media related to Jeffrey Epstein
Public Knowledge
Context
Jeffrey Epstein's past legal issues and connections to high-profile individuals have been widely reported in the media.
Media Worthy
Yes
Likely Public
True
Legal Compliance
  • Civil fraud action by SEC against Jeffrey Epstein
  • Jeffrey Epstein sentenced to 21 months in federal prison for fraud, sexually assaulting a girl, and solicitation of prostitution
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsAllegations/complaintsCompliance issues
Organizations 4
Deutsche Bank Trust Company AmericasDeutsche Asset & Wealth ManagementSECAML Compliance
Locations 2
New York, NY, USAMassachusetts
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To request Exco Approval for the Butterfly Trust KYC update due to Jeffrey Epstein replacing the beneficiaries.
Significance
The document highlights the high-risk nature of the relationship with Jeffrey Epstein due to his past legal issues and the need for senior management and AML Compliance approval.
File Info
File Name
EFTA01409139.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:33.542191
DOJ Source
View on DOJ