EFTA01409325.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-12-07
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Tazia Smith from Deutsche Bank is following up with Ashish Malhotra regarding a risk premia portfolio opportunity, specifically a 10x levered note. The email also references a previous email chain and a revenue share opportunity with Deutsche Asset Management.
Metadata
Subject
RE: Sample Risk Premia Portfolio
Sender
Tazia Smith
Recipients
Ashish Malhotra
Document ID
Date
2017-12-07
Relationships 3
Entity 1RelationshipEntity 2Description
Tazia Smith business Ashish Malhotra Tazia Smith is offering Ashish Malhotra a financial product.
Audie Apple business Ashish Malhotra Audie Apple sent Ashish Malhotra a transaction summary of a Global Markets portfolio.
Deutsche Bank business Deutsche Asset Management Deutsche Bank is offering a revenue share opportunity with Deutsche Asset Management.
Notable Quotes 2
We currently have an anchor indication on a 10x levered note on a 5% target vol, multi asset portfolio with 90% put protection. I thought this underlying and exposure was very relevant for you based on our prior conversations, AND the implementation solves the ISDA issues!
The portfolio was constructed with an 8% volatility budget and constructed to optimize for 2 key attributes: 1. Market neutrality — no/low correlation to equity beta 2. Low sensitivity to a risking interest rate environment
Financial Information
Amounts:USD [ 1 ]mio10x levered note5% target vol90% put protection-10.00%1% to 1.50%8% volatility budget
Assets:
  • Risk Premia Multi-Asset Class 5% Target Volatility Portfolio
  • DB Senior Unsecured Note
Transactions:
  • Offering a 10x levered note on a 5% target vol, multi asset portfolio with 90% put protection.
  • Transaction summary of the Global Markets portfolio
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
Deutsche Asset ManagementDB Delta OneDeutsche BankDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Locations 2
New York, NY345 Park Avenue, 26th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To offer Ashish Malhotra a financial product and to follow up on previous discussions.
Significance
The document discusses a potential investment opportunity involving a leveraged note and a risk premia portfolio.
File Info
File Name
EFTA01409325.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:02.684749
DOJ Source
View on DOJ