EFTA01410457.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2014-10-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Daniel Sabba from Deutsche Bank is requesting information on the initial margin for a Total Return Swap (TRS) on Apple (AAPL) shares for Southern Financial. The email details the notional amount, term, payment structure, and commissions associated with the potential transaction.
Metadata
Subject
Re: For Southern Financial - TRS initial margin [I]
Sender
Daniel Sabba <a>
Recipients
Daniel Sabba, Nicholas Haigh, Tazia Smith <, Troy-D Williams, Vahe Stepanian
Document ID
Date
2014-10-24
Relationships 2
Entity 1RelationshipEntity 2Description
Daniel Sabba business Southern Financial Daniel Sabba is facilitating a TRS transaction for Southern Financial.
Daniel Sabba employment Deutsche Bank Securities Inc Daniel Sabba is a Director at Deutsche Bank Securities Inc.
Notable Quotes 2
Southern Financial is looking to do a TRS on AAPL. Could you please let us know what the initial margin would be?
Southern Financial receives: Total return in AAPL. Southern Financial pays: 1mL + 75bps
Financial Information
Amounts:1,000,000 shares of AAPL75bps3 cents per share
Assets:
  • AAPL shares
Transactions:
  • TRS on AAPL (Total Return Swap)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
Southern FinancialDeutsche Bank Securities IncDeutsche Asset & Wealth Management
Locations 2
New York, NY345 Park Avenue, 26th Floor
Text Analysis
Tone
Professional
Purpose
To determine the initial margin for a TRS transaction on AAPL for Southern Financial.
Significance
This email outlines the details of a potential financial transaction involving a TRS on AAPL shares.
File Info
File Name
EFTA01410457.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:02.840011
DOJ Source
View on DOJ