Illegal Activity
suspicious
Blackmail
possible
Date
Unknown
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a KYC tracking report outlining the status of client onboarding and remediation processes. It highlights delays, pending approvals, and the need for updated client documentation, with a specific mention of confirming no involvement with Epstein for one client.
Metadata
- Subject
- KYC Tracking
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Illegal Activity
- Severity
- suspicious
- Description
- The statement 'KYC is with the banker, needs to confirm no involvement with Epstein' is suspicious. It suggests a concern about potential reputational risk or other issues related to Epstein, but it is not direct evidence of illegal activity.
- Content Type
- none
Blackmail Indicators
- Likelihood
- possible
- Description
- The mention of confirming no involvement with Epstein raises a potential red flag, although it's not direct evidence of blackmail. It suggests a concern about potential reputational risk or other issues related to Epstein.
Relationships 61
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Inversiones Alabama Limitada | KYC | AFC | Awaiting updated W8 from client, name clarification pending final approval from AFC. |
| Sheffield Asset Management | Client | Joshua Shoshan | On hold until further conversation with client |
| Cantillon Capital Management LLC | Banker | Joshua Shoshan | On hold until further conversation with client |
| Deprince, Race & Zollo | Client | Martin Zeman | Pending with G.K as of 1.16.19 client has not responded |
| Seminole Capital Partners, L.P | Client | Joshua Shoshan | Pending with G.K as of 1.16.19 client has not responded |
| Bass Brothers Taylor & Company | IWP | Joshua Shoshan | Pending wit business to provide BSF from |
| Salient Partners | COB | Joshua Shoshan | On hold until further conversation with client |
| Black Maple Capital Partners | Client | Alan Brody | 2.21.19 still awaiting client response as they are finalizing docs. |
| Jeffrey D. Murray Tst | Client;#COB | Joshua Shoshan | 2.22.19 Davide sent additional confirmation needed from client |
| Laura A. Murray Tst | Client;#IWP | Joshua Shoshan | 2.22.19 Davide sent additional confirmation needed from client |
| Katelyn J. Murray Tst | Client;#IWP | Joshua Shoshan | 2.22.19 Davide sent additional confirmation needed from client |
| Equity Investments LP | Client | Alan Brody | Pending with client. Nina - IWP to follow up with Banker 2.22.2019 |
| Fairview Capital | Client;#Banker | Joshua Shoshan | 2.28.2019 Janet said: waiting on the client to sign the LLC Authorization stating the signers of the entity. |
| Walleye | Banker | Joshua Shoshan | 2.27.2019 Nina sent follow up to Janet |
| Jon Gruber IRA | Banker;#COB | Alan Brody | 2.27.2019 Payal said KYC is complete. 2/3 accounts are open. 1 peniding |
| Jerry Weintraub | Banker | Alan Brody | 2.27.2019 Paya said waiting on docs from client, they should have 2.28.2019 from client |
| Steve Massman | Client;#Banker | Alan Brody | 2.27.2019 Richard Aguiar will reach out to client this week |
| Fox Growth Fund Inc. | Client | Martin Zeman | 2.28.2019 NAO was submitted, pending with client for more info. |
| Hall Group | Banker | Alan Brody | 2.22.2019 From banker: Client has possesion of paperwork. He is following up regularly. |
| Harold Ripps | Banker | Alan Brody | 2.22.2019 - Banker said Alan should have an update |
| Abe Mitchell | Banker | Alan Brody | Banker has not contacted client. Brian Murphy emailed 10/19/18. - Alan assigned to Mark Gonzales. |
| L2 Capital | COB | Joshua Shoshan | DB Documents and SOW narrative received from client 01/31/2019. Incomplete, will be reviewed and we will go back to client. |
| Oasis Capital | COB | Joshua Shoshan | DB Documents and SOW narrative received from client 01.31.2019. Incomplete, will be reviewed and we will go back to client. |
| Map Investco | Client | Alan Brody | 2.27.2019 Nina sent a follow up to Payal |
| Lyn rock Lake | IWP | Alan Brody | COB sent list of requirements 2.15.2019. IWP reviewing prior to sending to client |
| Detroit Street | Banker | Alan Brody | 2.27.2019 Henry said they have followed up multiple time, no response from client. |
| Alpha Group Capital | Banker | Alan Brody | 2.22.2019 Alan said to put on hold |
| Fox Growth Fund Inc. | Client | Martin Zeman | NCA list sent to client, waiting on client to respond 2.01.2019 - Liam spoke to them 2.21.19 - they should send by end of week |
| Hallador | Banker | Alan Brody | 2.22.2019 Alan spoke with Banker, client has been giving run-around |
| DA Capital LLC | Client;#IWP | Alan Brody | COB sent list of requirements 2.15.2019. IWP reviewing prior to sending with client. |
| DA Brazil (Fund) | COB | Alan Brody | Need list from COB. DA Capital LLC=IM |
| Staple Street Global Opportunities (Master) L.P | IWP | Alan Brody | Need list from COB. Sent ask 2.13.19. Need to specify extension product, but just refresh for now. DA Capital LLC=Investment Manager |
| Hartz Capital | Client | Alan Brody | 2.28.2019 Natalie said docs were sent to client 2/8, client is working on them. She will follow up |
| Stillwater | IWP | Alan Brody | 2.27.2019 Nina sent follow up to Matt G |
| W De Argentina Inversiones S.A | IWP | Billy Obregon | Need to remediate. Need list from COB. Sent ask 2.13.19 |
| DA Venezuela (Fund) | COB | Alan Brody | DA Capital LLC=IM |
| Glovax Biotech LLC. | COB | Billy Obregon | KYC Completed. FAA has been submitted for the brokerage accounts (2) 02/13,. When FAA apporved NAO for brokerage account will be submitted. |
| Spartan Fund Management Inc. | Client;#Banker | Joshua Shoshan | 2.27.2019 Henry said they have followed up multiple time, no response from client. |
| Willett Advisors LLC | IWP | Martin Zeman | Pending with COB as of 2.20.19 to provide list of requirements |
| MONEX INVERSIONES SA | Banker | Martin Zeman | 3.01.2019 Nina sent requirements to banker |
| Endurance Voyages PE Holdings LLC | COB | Joshua Shoshan | 2.28.2019 Janet said: KYC was in the system but rejected with no major issues. She will resubmit tomorrow, 03.01.2019 |
| Daniel and Suzanne Cohen | COB | Joshua Shoshan | From BREXIT List |
| Belford Investments | COB | Billy Obregon | From BREXIT List |
| Euro Partners Fund | COB | Joshua Shoshan | From BREXIT List |
| Guy Wyser Pratte | COB | Joshua Shoshan | From BREXIT List |
| The Lamia Ventures Corporation | COB | Billy Obregon | From BREXIT List |
| Vanguardia Inversiones SAS | COB | Billy Obregon | From BREXIT List |
| 140-154 W 72 Realty LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| 198-202 Elizabeth Street LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| 239-243-247 W 21 Realty LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| BioDuro LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| 250 E 63 Realty LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| David Todd Stevens | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| Elysee of Brickell LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| Granite 1717 Hotel | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| Internet Resources Management INC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| MC2 Holdings LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| Steven J Kassin and Isaac S Franco Jointly & Sever | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| Sunset and Dohney Property LLC | COB | Bill King | BILL KING RESPONSIBLE :From BREXIT List |
| MANTIQUEIRA OVERSEAS FUND LTD | Banker | Billy Obregon | 2.28.2019 Nina sent list of requirements to Billy |
| Ultralat capital markets | COB | Billy Obregon | Refresh |
Notable Quotes 3
PRIORITY HIGH: Onboarding has pending in progress of over a year, we need to finalize and conduct business.
Client KYC moving slowly due to client concerns over how much information is being requested.
KYC is with the banker, needs to confirm no involvement with Epstein.
Red Flags 3
- Long delays in KYC completion for some clients
- Client reluctance to provide necessary information
- Mention of confirming no involvement with Epstein
Legal Compliance
- Aged KYC processes needing finalization
- Pending KYC approvals
- Incomplete client documentation
- KYC is with the banker, needs to confirm no involvement with Epstein.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCompliance issues
People 67
Tiele AldridgeMartin ZemanReynaldo FigueredoNinaAndrea SandvenJoshua ShoshanGregory J KieselJamaal BusharaYasmeen AlimAlan BrodyJeffrey D. MurrayErik LutkusJohnathan HirshLaura A. MurrayKatelyn J. MurraySean JulesDana ZookLiam O'SullivanJanet SibleLarry HurvichJon GruberLinda GruberWendy McMillanPayal GuptaJake BlockNancyJerry WeintraubSteve MassmanMelissa ClarkRichard AguiarIsraelBriana GargurevichRoberto TeofiloHallAnthony ScottiHarold RippsBrian MurphyMark GonzalezAbe MitchellValerie ()ConnorMichael KingHenry ClarkRachel WachsStewart OldfieldTerri SohrabNatalie BarakMary A ColemanMatt GAndrea SandvenBilly ObregonGabriel MichelettiSven-Otto WestphalenMallisa StokesBill KingJoanne JensenBrian P ConveyRachel MaglicicJoseph SabbaghFreddy MenjivarRosemary VrablicDeirdre JudgeEva PaceDan GrayMauricio PreteltChris MaxminEduardo PietaDavid Todd Stevens
Organizations 64
WMGMOnboarding DivisionKYCGlobal MarketsNCAInversiones Alabama LimitadaAFCSheffield Asset ManagementCantillon Capital Management LLCDeprince, Race & ZolloSeminole Capital Partners, L.PBass Brothers Taylor & CompanyIWPSalient PartnersBlack Maple Capital PartnersGEDEquity Investments LPFairview CapitalWalleyeJon Gruber IRAGruber FoundationJerry WeintraubFox Growth Fund Inc.Hall GroupTime Inc.L2 CapitalOasis CapitalMap InvestcoLyn rock LakeAlpha Group CapitalDA Capital LLCDA Brazil (Fund)Staple Street Global Opportunities (Master) L.PHartz CapitalStillwaterW De Argentina Inversiones S.ADA Venezuela (Fund)Glovax Biotech LLC.FAASpartan Fund Management Inc.Willett Advisors LLCMONEX INVERSIONES SAEndurance Voyages PE Holdings LLCDaniel and Suzanne CohenBelford InvestmentsEuro Partners FundGuy Wyser PratteThe Lamia Ventures CorporationVanguardia Inversiones SAS140-154 W 72 Realty LLC198-202 Elizabeth Street LLC239-243-247 W 21 Realty LLCBioDuro LLC250 E 63 Realty LLCDavid Todd StevensElysee of Brickell LLCGranite 1717 HotelInternet Resources Management INCMC2 Holdings LLCSteven J Kassin and Isaac S Franco Jointly & SeverSunset and Dohney Property LLCMANTIQUEIRA OVERSEAS FUND LTDUltralat capital markets
Locations 2
UKUS
Text Analysis
- Tone
- Informative
- Purpose
- This document is a KYC tracking report, detailing the status of various client onboarding and remediation processes.
- Significance
- The document provides a snapshot of the KYC/account opening status for a range of clients, highlighting potential bottlenecks and outstanding requirements.
File Info
- File Name
- EFTA01410755.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:22.616042
- DOJ Source
- View on DOJ