Illegal Activity
none
Blackmail
none
Date
2014-11-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email discusses the terms of a total return swap (TRS) agreement for 1,000,000 shares of AAPL between Deutsche Bank and Southern Financial. It details the financing charges, commissions, and execution strategy, with Daniel Sabba confirming the points discussed with the institutional sales and trading platform.
Metadata
- Subject
- Re: does that work? should we add anything or take anything out? [I]
- Sender
- Daniel Sabba <
- Recipients
- Stewart Oldfield, Paul Morris
- Document ID
- EFTA01411838.txt
- Date
- 2014-11-11
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Daniel Sabba | business | Stewart Oldfield | Email correspondence regarding financing charges and commissions for equity derivatives. |
| Daniel Sabba | business | Paul Morris | Email correspondence regarding financing charges and commissions for equity derivatives. |
| Southern Financial | business | Deutsche Bank | Southern Financial receives total return in AAPL and pays LmL + 75bps to Deutsche Bank. |
Notable Quotes 3
but JE has historically paid 6cents on his equity transactions.
lmL + 75bps for ly TRS is the financing charge DB would charge a hedge fund or other institutional client today
We can still offer the following terms: Notional: 1,000,000 shares of AAPL
Financial Information
Amounts:3 cents6cents75bps20 to 30bps1,000,000 shares
Assets:
- AAPL shares
Transactions:
- Equity derivatives trading
- Total return swap (TRS) on AAPL shares
- Commission payments
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche Bank Trust Company AmericasDeutsche Asset & Wealth ManagementDeutsche Bank Securities IncSouthern Financial
Locations 3
New York, NY345 Park Avenue26th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss and confirm the terms of a total return swap (TRS) agreement for AAPL shares with Southern Financial.
- Significance
- The email details the financing charges, commissions, and execution strategy for a significant financial transaction involving AAPL shares.
File Info
- File Name
- EFTA01411838.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:38.072199
- DOJ Source
- View on DOJ