EFTA01412548.txt Text dataset_10 View on DOJ

Illegal Activity

none

Blackmail

none

Date

2018-04-27

Document Type

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:44

Summary

Martin Zeman from Deutsche Bank is requesting Richard Kahn from Southern Financial LLC to provide a CRS + UK FATCA form and confirm the nature of business and dates of birth for legal representatives to extend their trading capabilities. The email chain shows the follow-up and confirmation process between the parties.

Metadata

Subject: FW: Please fill out -> CRS + UK FATCA form [C] [I]
Sender: Martin Zeman
Recipients: Zack Bunimovich, Nina Tona, Rita Shteynberg
Document ID: —
Date: 2018-04-27

Relationships 3

Entity 1	Relationship	Entity 2	Description
Martin Zeman	Business	Richard Kahn	Martin Zeman requests information from Richard Kahn regarding Southern Financial LLC.
Southern Financial LLC	Financial	Deutsche Bank	Southern Financial LLC is a client of Deutsche Bank.
Darren Indyke	Business	Richard Kahn	Both are legal representatives of Southern Financial LLC

Notable Quotes 2

Our verification team would like you to confirm the nature of business for Southern Financial LLC. A simple "confirmed" will suffice please.

We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file.

Raw Analysis JSON click to expand

Themes

Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation

People 14

Briana Saffold Martin Zeman Zack Bunimovich Nina Tona Rita Shteynberg Liam Osullivan Davide-A Sferrazza Xavier Avila Joshua Shoshan Darren Indyke Richard Kahn Paul Barrett Stewart Oldfield Jeanne Brennan

Organizations 5

Southern Financial LLCDeutsche Bank Wealth ManagementDB Securities IncHBRK Associates Inc.DBAG London

Locations 3

New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA575 Lexington Avenue 4th Floor New York, NY 10022

Financial Entities 2

Deutsche BankSouthern Financial

Text Analysis

Tone: Professional
Purpose: To obtain necessary documentation (CRS + UK FATCA form) and information (date of birth, nature of business) from Richard Kahn regarding Southern Financial LLC to extend their trading capabilities with Deutsche Bank.
Significance: The document shows the process of verifying and extending the services offered to a client (Southern Financial LLC) by Deutsche Bank, including trading credit derivatives.

File Info

File Name: EFTA01412548.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:44:02.165188
DOJ Source: View on DOJ