Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange discusses a request from Richard Kahn of HBRK Associates for a bid/ask quote on 100,000 shares of Rothschild & Co SCA. Deutsche Bank employees are working to determine the feasibility and pricing of such a large trade, given the stock's limited liquidity.
Metadata
- Subject
- Re: Rothschild [C]
- Sender
- Stewart Oldfield
- Recipients
- Tazia Smith, Delores Rubin
- Document ID
- —
- Date
- 2017-05-23
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | Employment | Deutsche Bank | Stewart Oldfield is a Director at Deutsche Bank. |
| Tazia Smith | Employment | Deutsche Bank Wealth Management | Tazia Smith works at Deutsche Bank Wealth Management. |
| Delores Rubin | Employment | DB Securities Inc | Delores Rubin works at DB Securities Inc. |
| Richard Kahn | Employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Richard Kahn | Business | Rothschild & Co SCA | Richard Kahn is seeking a bid/ask for 100k shares of Rothschild & Co SCA. |
| Tazia Smith | Business | Richard Kahn | Tazia Smith is working with Richard Kahn to provide a quote for Rothschild shares. |
Notable Quotes 2
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares.
Size / liquidity could be prohibitive for a market on that size but we will be back with color.
Financial Information
Amounts:100k27.85 EUR27.95 EUR4,00017,00027.585 euros16k
Assets:
- Shares of Rothschild & Co SCA
Transactions:
- Bid/ask for 100,000 shares of Rothschild & Co SCA
- Trading of Rothschild stock
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.HBRK Associates Inc.Rothschild & Co SCA
Locations 9
New YorkNYParisFranceEuropeUSUSA575 Lexington Avenue, 4th Floor, New York, NY 10022345 Park Avenue, New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To determine the bid/ask price for 100,000 shares of Rothschild & Co SCA and facilitate a potential transaction.
- Significance
- This document shows communication between Deutsche Bank employees and a client (Richard Kahn) regarding a potential stock trade. It highlights the challenges in trading a large block of a lightly traded stock.
File Info
- File Name
- EFTA01413424.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:34.805656
- DOJ Source
- View on DOJ