Illegal Activity
suspicious
Blackmail
none
Date
2018-02-08
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain discusses Deutsche Bank's preferred deposits and CD rates, with Stewart Oldfield providing information to Richard Kahn and Cynthia Rodriguez handling the account opening process. The emails also outline the KYC requirements for opening a CD account, including providing personal information such as name, address, date of birth, social security number, and source of wealth.
Metadata
- Subject
- RE: DB preferred deposits and CDs - rate update as of 2/5/18 [I]
- Sender
- Cynthia Rodriguez
- Recipients
- Stewart Oldfield
- Document ID
- —
- Date
- 2018-02-08
Illegal Activity
- Severity
- suspicious
- Description
- The request for KYC information, including Social Security Number, could be a potential area of concern if the information is not handled securely or used appropriately. However, it is standard practice for financial institutions to collect this information for account opening.
- Content Type
- first_hand
Evidence:
- Request for KYC information including SSN
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Cynthia Rodriguez | business | Stewart Oldfield | Cynthia Rodriguez is responding to Stewart Oldfield's emails regarding Deutsche Bank preferred deposits and CDs. |
| Stewart Oldfield | business | Richard Kahn | Stewart Oldfield is providing Richard Kahn with information on Deutsche Bank preferred deposits and CDs. |
| Richard Kahn | employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Cynthia Rodriguez | business | Daphne's team | Cynthia Rodriguez asked Daphne's team for help with KYC. |
Notable Quotes 2
Minimum CD investment is $250k since not FDIC insured.
For the KYC we will need the following: Names, Address, Date of Birth, Social Security Number, Source of Wealth, Source of where funds are coming from to fund the CD (bank statement), Photo ID
Financial Information
Amounts:250,000 USD200k500k25 million USD1.20%2.00%2.02%1.90%1.92%2.25%2.28%2.15%2.18%1.25%1.26%1.50%1.51%1.82%1.84%2.40%2.43%2.50%2.53%
Assets:
- Preferred CDs
- Preferred Banking Account
Transactions:
- Preferred CD purchase
- Sweep deposits into DB AG NY from linked brokerage accounts
Public Knowledge
- Context
- Interest rates and CD offerings are generally not considered highly sensitive information, but the specific client interactions and KYC requirements could be of interest.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank AG NY BranchHBRK Associates Inc.Deutsche Bank Securities Inc.
Locations 4
New York, NYUSA345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA575 Lexington Avenue 4th Floor New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about Deutsche Bank preferred deposits and CDs, including rates and account opening requirements.
- Significance
- This document shows the communication between Deutsche Bank employees and clients regarding investment opportunities. It also outlines the KYC requirements for opening an account.
File Info
- File Name
- EFTA01413667.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:15.576807
- DOJ Source
- View on DOJ