EFTA01413867.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-07-10
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Sarah Rafferty to Stewart Oldfield contains an invitation to the Frieze London Preview to be forwarded to a list of nominated clients. It also includes compliance instructions for inviting clients, specifying criteria and restrictions.
Metadata
Subject
Next Steps: Invitation for Frieze Preview [I]
Sender
Sarah Rafferty
Recipients
Stewart Oldfield
Document ID
Date
2018-07-10
Relationships 3
Entity 1RelationshipEntity 2Description
Sarah Rafferty Business Stewart Oldfield Sarah Rafferty is sending Stewart Oldfield an invitation to forward to nominated clients for the Frieze Preview.
Stewart Oldfield Business Clients Stewart Oldfield is expected to forward the invitation to nominated clients.
Clients Financial Deutsche Bank Clients are wealth management clients or prospects of Deutsche Bank.
Notable Quotes 3
As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance.
Invitees should be limited to the wealth management client (or prospect) and/or their family members
DB payment of client travel & accommodation is not permitted
Financial Information
Amounts:376.90 USD
Transactions:
  • Cost associated with ticket type: 11am Preview — $376.90
Legal Compliance
  • Invitees should be limited to the wealth management client (or prospect) and/or their family members
  • No sensitive counterparts (including public officials, regulatory agencies, etc.)
  • DB payment of client travel & accommodation is not permitted
  • Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB).
Raw Analysis JSON click to expand
Themes
Business dealingsCommunications/correspondenceFinancial transactions/money flow
Organizations 3
DBABC groupDeutsche Bank
Locations 2
LondonUS
Financial Entities 1
bank x
Text Analysis
Tone
Professional
Purpose
To provide Stewart Oldfield with an invitation to the Frieze Preview to forward to nominated clients and to provide compliance instructions.
Significance
This document shows an invitation process for a Frieze Preview event, including compliance guidelines for inviting clients.
File Info
File Name
EFTA01413867.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:00.914781
DOJ Source
View on DOJ