Illegal Activity
suspicious
Blackmail
none
Date
2016-06-09
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email chain discusses pricing and investment strategies for WTI risk reversals and preferred stocks, involving Deutsche Bank employees and Richard Kahn from HBRK Associates. Jeffrey is mentioned as requesting specific pricing for WTI reversals, prompting further investigation into the nature of his involvement.
Metadata
- Subject
- Re: indication on WTI risk reversals [C]
- Sender
- Stewart Oldfield
- Recipients
- Andrew King <andrew.king@db.com>
- Document ID
- —
- Date
- 2016-06-09
Illegal Activity
- Severity
- suspicious
- Description
- The request for pricing on WTI reversals, specifically mentioning Jeffrey's interest, raises a slight suspicion, but without further context, it's difficult to assess the nature of his involvement or if it leads to any illegal activity.
- Content Type
- first_hand
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Andrew King | Email correspondence regarding WTI risk reversals and investment strategies. |
| Richard Kahn | business | Vahe Stepanian | Email correspondence regarding pricing for WTI risk reversals for Jeffrey. |
| Deutsche Bank | business | Southern Financial | Southern Financial executes listed look-alike structures through Deutsche Bank's ISDA. |
Notable Quotes 2
tomorrow morning can you price 45 / 55 WTI reversals i understand it may not be cashless however jeffrey would like to see that level of pricing
Please see below refreshed indications — these levels are not tradable. As previously mentioned, we heard back from our Credit Risk Management team and they would require 40% IA for the below transactions in cash or treasures (i.e. approx. $20mm on 1mm barrels of WTI).
Financial Information
Amounts:20mm1mm
Assets:
- WTI futures
- cash
- treasures
- preferreds
Transactions:
- WTI risk reversals
- buying calls and selling puts
- leveraged note structure
- margin account
- swap
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Southern FinancialHBRK Associates Inc.
Locations 3
345 Park Avenue, New York, NY 10154New York, NY 10022575 Lexington Avenue 4th Floor
Financial Entities 1
Credit Risk Management team
Text Analysis
- Tone
- Professional
- Purpose
- To discuss pricing and investment strategies related to WTI risk reversals and preferred stocks.
- Significance
- The document reveals discussions about complex financial instruments and leverage strategies, including the involvement of Jeffrey in requesting specific pricing.
File Info
- File Name
- EFTA01414362.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:25.293665
- DOJ Source
- View on DOJ