Illegal Activity
suspicious
Blackmail
none
Date
2016-06-10
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn is seeking pricing information on WTI risk reversals for someone named Jeffrey. The email chain also discusses potential investment strategies involving preferred equities and leverage, with Deutsche Bank offering solutions.
Metadata
- Subject
- Re: indication on WTI risk reversals
- Sender
- Richard Kahn
- Recipients
- Andrew King
- Document ID
- —
- Date
- 2016-06-10
Illegal Activity
- Severity
- suspicious
- Description
- The request for specific pricing on WTI reversals by 'Jeffrey' raises a slight suspicion, but without more context, it's difficult to determine if there's any illegal activity involved. The request itself is not inherently illegal, but the context surrounding the request could be concerning.
- Content Type
- first_hand
Evidence:
- Richard Kahn stating 'Jeffrey would like to see that level of pricing' regarding WTI reversals
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | email correspondence | Andrew King | Kahn responds to King's email regarding WTI risk reversals and preferred equities. |
| Andrew King | employment | Stewart Oldfield | King is an investment specialist on Oldfield's team at Deutsche Bank. |
| Vahe Stepanian | business | Richard Kahn | Stepanian provides Kahn with pricing indications for WTI risk reversals. |
| Richard Kahn | business | Jeffrey | Kahn is requesting pricing information on behalf of Jeffrey. |
Notable Quotes 2
tomorrow morning can you price 45 / 55 WTI reversals i understand it may not be cashless however Jeffrey would like to see that level of pricing
We're exploring solutions using a total return swap to provide potentially greater leverage and will be back to you as soon as possible with some ideas.
Financial Information
Amounts:20mm1mm
Assets:
- WTI futures
- Preferreds
- Cash
- Treasures
Transactions:
- WTI risk reversals
- Preferred equities
- Loan-to-value on a portfolio of preferreds
- Total return swap
- Margin account
- Leveraged note structure
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
HBRK Associates Inc.Deutsche Bank Securities Inc.Deutsche Asset & Wealth ManagementSouthern FinancialSpectrum Asset Management
Locations 3
New York, NY575 Lexington Avenue 4th Floor345 Park Avenue, New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss WTI risk reversals and preferred equities, and to provide pricing indications.
- Significance
- The email chain discusses financial transactions and investment strategies, including the use of leverage and structured notes. The mention of 'Jeffrey' requesting specific pricing levels is notable.
File Info
- File Name
- EFTA01414556.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:01.291871
- DOJ Source
- View on DOJ