EFTA01414792.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-05-14
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett and Richard Kahn about a trade executed on their account, specifically the sale of 2,178 shares of C 5.8% Ser C Pref at 25.15, and confirms the current long position of 137,822 shares with no pending orders.
Metadata
Subject
Trade Details --> 5/14/2018 [C]
Sender
Liam Osullivan
Recipients
Paul Barrett, Richard Kahn
Document ID
EFTA01414792
Date
2018-05-14
Relationships 3
Entity 1RelationshipEntity 2Description
Liam Osullivan business Paul Barrett Liam Osullivan sent Paul Barrett trade details.
Liam Osullivan business Richard Kahn Liam Osullivan sent Richard Kahn trade details.
Liam Osullivan employment DB Securities Inc Liam Osullivan is an AVP at DB Securities Inc.
Notable Quotes 2
You sold 2,178 C 5.8% Ser C Pref at 25.15.
The account is long 137,822 shares. We are not working any orders.
Financial Information
Amounts:25.15
Assets:
  • 2,178 C 5.8% Ser C Pref
  • 137,822 shares
Transactions:
  • Sold 2,178 C 5.8% Ser C Pref at 25.15
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementDeutsche BankFINRAPershing NetX 360
Locations 1
345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 2
Deutsche BankDBSI
Text Analysis
Tone
Professional
Purpose
To inform Paul Barrett and Richard Kahn about a recent trade and the current account holdings.
Significance
Provides information about a specific trade and account status, indicating ongoing financial activity.
File Info
File Name
EFTA01414792.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:24.429417
DOJ Source
View on DOJ