Illegal Activity
suspicious
Blackmail
none
Date
2016-06-08
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange discusses pricing indications for WTI risk reversals, with a specific request from someone named Jeffrey. The conversation also touches on investment strategies involving preferred stocks and structured notes, and the need for credit risk assessment before trading.
Metadata
- Subject
- RE: indication on WTI risk reversals [C]
- Sender
- Stewart Oldfield
- Recipients
- Vahe Stepanian
- Document ID
- —
- Date
- 2016-06-08
Illegal Activity
- Severity
- suspicious
- Description
- The email chain discusses financial transactions involving WTI risk reversals and the involvement of Southern Financial. It also mentions a request from 'Jeffrey' to see pricing on WTI reversals. The request for 'cashless' pricing could be a red flag.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Vahe Stepanian | Email correspondence regarding WTI risk reversals and preferred investments. |
| Vahe Stepanian | business | Richard Kahn | Email correspondence regarding WTI risk reversals pricing for Jeffrey. |
| Richard Kahn | business | Jeffrey | Richard Kahn is obtaining pricing for WTI risk reversals for Jeffrey. |
| Daniel Sabba | employment | Deutsche Bank Securities Inc. | Daniel Sabba works at Deutsche Bank Securities Inc. |
Notable Quotes 2
tomorrow morning can you price 45 / 55 WTI reversals i understand it may not be cashless however jeffrey would like to see that level of pricing
Please note these are indications — these levels are not tradable. We need Credit Risk sign off, assessment of any potential credit charges and initial amounts before trading. Any credit charges would impact these indications.
Financial Information
Amounts:20mm1mm50.9051.7552.150.240.541.001.361.581.9447.0048.9049.8549.5550.0050.2045.9050.4
Assets:
- WTI futures
- preferred issues
- cash
- treasures
Transactions:
- WTI risk reversals
- buying calls and selling puts
- leveraged SMAs of preferreds
- structured notes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
Southern FinancialHBRK Associates Inc.Deutsche Bank Securities Inc.
Locations 2
New York, NY575 Lexington Avenue 4th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To provide indications on WTI risk reversals and discuss investment strategies involving preferreds and structured notes.
- Significance
- The email chain discusses financial transactions involving WTI risk reversals and the involvement of Southern Financial. It also mentions a request from 'Jeffrey' to see pricing on WTI reversals.
File Info
- File Name
- EFTA01414889.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:39.512191
- DOJ Source
- View on DOJ