Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn is seeking a quote for 100,000 shares of Rothschild stock. Delores Rubin and Tazia Smith from Deutsche Bank are working to provide the quote, but note that liquidity may be an issue due to the stock's light trading volume.
Metadata
- Subject
- RE: Rothschild C
- Sender
- Delores Rubin
- Recipients
- Richard Kahn, Tazia Smith
- Document ID
- —
- Date
- 2017-05-23
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Delores Rubin | business | Richard Kahn | Delores Rubin (DB) is responding to Richard Kahn's inquiry about Rothschild stock. |
| Tazia Smith | business | Richard Kahn | Tazia Smith is working with Richard Kahn to provide a quote for Rothschild stock. |
| Delores Rubin | employment | Deutsche Bank | Delores Rubin is a Director at Deutsche Bank. |
| Tazia Smith | employment | Deutsche Bank | Tazia Smith works at Deutsche Bank Wealth Management. |
| Richard Kahn | employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
Notable Quotes 2
As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might be able to put together something.
Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.
Financial Information
Amounts:27.85 EUR27.95 EUR100,000 shares17,000 shares4,000 shares27.585 euros
Assets:
- Rothschild & Co SCA stock
Transactions:
- Inquiry about bid ask for 100k Roth (Rothschild stock)
- Trading of Rothschild stock
Public Knowledge
- Context
- Information about stock trading and market liquidity.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
DBDeutsche Bank Wealth ManagementDB Securities IncHBRK Associates Inc.Rothschild & Co SCA
Locations 5
USEuropeFranceNew York, NY, USA575 Lexington Avenue, 4th Floor, New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To provide Richard Kahn with information about Rothschild stock and facilitate a potential trade.
- Significance
- Illustrates the process of obtaining quotes and assessing liquidity for a stock trade.
File Info
- File Name
- EFTA01415086.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:59.661039
- DOJ Source
- View on DOJ