EFTA01415447.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn of HBRK Associates Inc. is seeking a bid/ask quote for 100,000 shares of Rothschild & Co SCA from Deutsche Bank. Deutsche Bank is assessing the liquidity and market conditions to provide a quote, noting that the size of the order may be prohibitive.
Metadata
Subject
RE: Rothschild [C]
Sender
Tazia Smith <~lel~e>
Recipients
Stewart Oldfield <
Document ID
EFTA01415447.txt
Date
2017-05-23
Relationships 3
Entity 1RelationshipEntity 2Description
Tazia Smith business Stewart Oldfield Tazia Smith reports to Stewart Oldfield at Deutsche Bank.
Richard Kahn business Deutsche Bank Richard Kahn of HBRK Associates Inc. is seeking a bid/ask quote from Deutsche Bank for Rothschild shares.
Delores Rubin business Deutsche Bank Delores Rubin is a trader at Deutsche Bank.
Notable Quotes 3
"I take it we have no interest in bidding a block for that size?"
"As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares."
"Size / liquidity could be prohibitive for a market on that size but we will be back with color."
Financial Information
Amounts:27.85 EUR27.95 EUR27.585 euros
Assets:
  • shares of Rothschild & Co SCA
Transactions:
  • bid for a block of 100k shares of Rothschild & Co SCA
  • trading of 4,000 shares
  • Average volume for this stock is 17,000 shares
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Deutsche Bank Wealth ManagementDeutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.DB Securities IncHBRK Associates Inc.Rothschild & Co SCA
Locations 6
USParisNew YorkNew York, NY 10154New York, NY 10022575 Lexington Avenue, 4th Floor, New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To facilitate a bid/ask quote for 100,000 shares of Rothschild & Co SCA for Richard Kahn.
Significance
Illustrates the process of obtaining quotes for large blocks of shares and the challenges of liquidity in certain markets.
File Info
File Name
EFTA01415447.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:26.527463
DOJ Source
View on DOJ